We are live on ! Find out more
CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+8.85%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.41B
AUM Growth
+$718M
Cap. Flow
+$656M
Cap. Flow %
27.24%
Top 10 Hldgs %
53.37%
Holding
348
New
118
Increased
54
Reduced
63
Closed
104

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$225M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$130M
3
LVLT
Level 3 Communications Inc
LVLT
+$86M
4
SE
Spectra Energy Corp Wi
SE
+$82.7M
5
TWX
Time Warner Inc
TWX
+$60.6M

Top Sells

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$227M
2
SYT
Syngenta Ag
SYT
+$118M
3
STJ
St Jude Medical
STJ
+$86.3M
4
YHOO
Yahoo Inc
YHOO
+$79.4M
5
ACAS
American Capital Ltd
ACAS
+$29.5M

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Industrials 8.11%
3 Healthcare 4.73%
4 Communication Services 4.48%
5 Energy 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYRT
51
DELISTED
New York REIT, Inc.
NYRT
$5.11M 0.21%
50,493
+43,493
+621% +$4.17M
BCE icon
52
BCE
BCE
$20B
$5.11M 0.21%
118,141
+5,839
+5% +$258K
DBA icon
53
PUT
Invesco DB Agriculture Fund
DBA
$1.23B
$5.07M 0.21%
+253,900
New +$5.12M
LSCC icon
54
Lattice Semiconductor
LSCC
$17.9B
$5.04M 0.21%
+685,349
New +$4.76M
FXI icon
55
PUT
iShares China Large-Cap ETF
FXI
$4.34B
$4.8M 0.2%
+138,200
New +$5.09M
XLNX
56
DELISTED
Xilinx Inc
XLNX
$4.77M 0.2%
79,046
+14,709
+23% +$790K
TTWO icon
57
Take-Two Interactive
TTWO
$45.6B
$4.64M 0.19%
94,128
+60,604
+181% +$2.86M
EQY
58
DELISTED
Equity One
EQY
$4.6M 0.19%
+149,903
New +$4.38M
ALR
59
CALL
DELISTED
Alere Inc
ALR
$4.54M 0.19%
+116,500
New +$4.71M
MSCC
60
PUT
DELISTED
Microsemi Corp
MSCC
$4.51M 0.19%
+83,600
New +$4.08M
ISIL
61
CALL
DELISTED
Intersil Corp
ISIL
$4.24M 0.18%
190,000
-150,600
-44% -$3.34M
TUR icon
62
PUT
iShares MSCI Turkey ETF
TUR
$198M
$4.21M 0.17%
129,600
+66,800
+106% +$2.31M
KOL
63
CALL
DELISTED
VanEck Vectors Coal ETF
KOL
$4.2M 0.17%
+34,230
New +$4.43M
KOL
64
PUT
DELISTED
VanEck Vectors Coal ETF
KOL
$4.2M 0.17%
+34,230
New +$4.43M
XLNX
65
CALL
DELISTED
Xilinx Inc
XLNX
$4.17M 0.17%
+69,100
New +$3.71M
NUE icon
66
PUT
Nucor
NUE
$58.7B
$4.05M 0.17%
+68,100
New +$3.81M
SBSW icon
67
CALL
Sibanye-Stillwater
SBSW
$6.26B
$3.77M 0.16%
+566,679
New +$5.17M
QQQ icon
68
PUT
Invesco QQQ Trust
QQQ
$452B
$3.7M 0.15%
+31,200
New +$3.68M
CDNS icon
69
Cadence Design Systems
CDNS
$93.4B
$3.54M 0.15%
140,182
+110,682
+375% +$2.85M
SWC
70
PUT
DELISTED
Stillwater Mining Co
SWC
$3.48M 0.14%
+215,900
New +$3.09M
FXI icon
71
CALL
iShares China Large-Cap ETF
FXI
$4.34B
$3.47M 0.14%
100,000
+44,700
+81% +$1.65M
MET icon
72
PUT
MetLife
MET
$62.4B
$3.44M 0.14%
+71,696
New +$3.29M
AGN
73
DELISTED
Allergan plc
AGN
$3.44M 0.14%
16,401
-3,325
-17% -$689K
TAP icon
74
Molson Coors Class B
TAP
$7.72B
$3.39M 0.14%
34,863
-31,201
-47% -$3.18M
KATE
75
DELISTED
Kate Spade & Company
KATE
$3.33M 0.14%
178,440
+25,313
+17% +$415K
1 2
3
4 5

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Inc held 348 positions worth $2.41B, up 43% from $1.69B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen Inc deployed $656M of net new capital in Q4 2016, opening 118 new positions and adding to 54 existing holdings. Its largest new stake was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was St Jude Medical, an estimated $86.3M trimmed.

  • Cowen Inc's largest Q4 2016 buy was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.
  • Cowen Inc added most to NXP Semiconductors in Q4 2016, an estimated $225M increase.
  • Cowen Inc's biggest Q4 2016 reduction was St Jude Medical, cutting an estimated $86.3M.
  • Cowen Inc fully exited LinkedIn Corporation in Q4 2016, selling an estimated $227M.
  • Cowen Inc's ten largest holdings make up 53% of its $2.41B portfolio in Q4 2016.
  • Cowen Inc opened 118 new positions and closed 104 in Q4 2016.
  • Cowen Inc's portfolio value rose 43% quarter-over-quarter to $2.41B.

Based on Cowen Inc's 13F filing for Q4 2016, filed 13 Feb 2017.