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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$595M
AUM Growth
-$82.7M
Cap. Flow
-$109M
Cap. Flow %
-18.3%
Top 10 Hldgs %
41.11%
Holding
335
New
118
Increased
36
Reduced
41
Closed
120

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$16.1M
2
COWN
Cowen Inc. Class A Common Stock
COWN
+$10.4M
3
APD icon
Air Products & Chemicals
APD
+$4.87M
4
ASH icon
Ashland
ASH
+$3.97M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$3.52M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$97.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$42.3M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.1M
4
NYX
NYSE EURONEXT INC
NYX
+$17.4M
5
DELL
DELL INC
DELL
+$13.3M

Sector Composition

Rank Sector Weight
1 Technology 7.14%
2 Industrials 4.24%
3 Energy 3.98%
4 Communication Services 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDO
51
DELISTED
FAMILY DOLLAR STORES
FDO
$2.56M 0.43%
39,400
+35,400
+885% +$2.42M
VPHM
52
PUT
DELISTED
VIROPHARMA INC
VPHM
$2.55M 0.43%
+51,200
New +$2.29M
OI icon
53
O-I Glass
OI
$1.13B
$2.55M 0.43%
+71,200
New +$2.3M
VVUS
54
CALL
DELISTED
Vivus Inc
VVUS
$2.54M 0.43%
28,000
+13,500
+93% +$1.3M
APD icon
55
PUT
Air Products & Chemicals
APD
$66.8B
$2.54M 0.43%
+24,539
New +$2.47M
SPXC icon
56
SPX Corp
SPXC
$9.98B
$2.52M 0.42%
+100,466
New +$2.31M
ITW icon
57
Illinois Tool Works
ITW
$81.6B
$2.51M 0.42%
+29,900
New +$2.36M
AKAM icon
58
Akamai
AKAM
$16.5B
$2.5M 0.42%
+53,000
New +$2.5M
PVR
59
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$2.48M 0.42%
+92,523
New +$2.33M
BHI
60
DELISTED
Baker Hughes
BHI
$2.48M 0.42%
+44,900
New +$2.46M
ACIW icon
61
ACI Worldwide
ACIW
$5.86B
$2.48M 0.42%
+114,300
New +$2.27M
BRCD
62
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$2.48M 0.42%
+279,400
New +$2.33M
MSI icon
63
Motorola Solutions
MSI
$71.5B
$2.46M 0.41%
+36,500
New +$2.33M
WEN icon
64
Wendy's
WEN
$1.4B
$2.45M 0.41%
+281,400
New +$2.42M
BID
65
DELISTED
Sotheby's
BID
$2.45M 0.41%
+46,100
New +$2.37M
HPQ icon
66
HP
HPQ
$24.6B
$2.44M 0.41%
+192,235
New +$2.21M
MDLZ icon
67
Mondelez International
MDLZ
$80.5B
$2.44M 0.41%
69,100
+60,100
+668% +$2M
EQC
68
DELISTED
Equity Commonwealth
EQC
$2.44M 0.41%
+104,478
New +$2.48M
COL
69
DELISTED
Rockwell Collins
COL
$2.43M 0.41%
+32,900
New +$2.34M
CACI icon
70
CACI
CACI
$10.5B
$2.41M 0.4%
+32,900
New +$2.33M
MTN icon
71
Vail Resorts
MTN
$5.45B
$2.4M 0.4%
+31,900
New +$2.3M
HAR
72
DELISTED
Harman International Industries
HAR
$2.4M 0.4%
+29,300
New +$2.26M
BEAM
73
DELISTED
BEAM INC COM STK (DE)
BEAM
$2.38M 0.4%
+35,000
New +$2.36M
UTIW
74
DELISTED
UTI WORLDWIDE INC
UTIW
$2.38M 0.4%
+135,430
New +$2.13M
CP icon
75
Canadian Pacific Kansas City
CP
$77.5B
$2.38M 0.4%
+78,500
New +$2.26M
1 2
3
4 5

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Cowen Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Cowen Inc held 335 positions worth $595M, down 12% from $678M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc withdrew a net $109M in Q4 2013, closing 120 positions and reducing 41 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $97.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, up from 2.2% a quarter earlier, followed by Industrials and Energy.

Against the trend, Cowen Inc opened a new position in Omnicom Group worth $17.4M.

  • Cowen Inc's largest Q4 2013 buy was Omnicom Group: 234,006 shares worth $17.4M.
  • Cowen Inc added most to Cowen Inc. Class A Common Stock in Q4 2013, an estimated $10.4M increase.
  • Cowen Inc's biggest Q4 2013 reduction was LENDER PROCESSING SERVICES INC, cutting an estimated $5.66M.
  • Cowen Inc fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2013, selling an estimated $97.4M.
  • Cowen Inc's ten largest holdings make up 41% of its $595M portfolio in Q4 2013.
  • Cowen Inc opened 118 new positions and closed 120 in Q4 2013.
  • Cowen Inc's portfolio value fell 12% quarter-over-quarter to $595M.

Based on Cowen Inc's 13F filing for Q4 2013, filed 13 Feb 2014.