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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$330M
Cap. Flow %
-48.71%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Healthcare 4.22%
2 Financials 3.79%
3 Energy 2.68%
4 Technology 2.21%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
51
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2.2M 0.33%
+49,989
New +$2.19M
HITK
52
DELISTED
HI-TECH PHARMACAL INC
HITK
$2.14M 0.32%
+49,511
New +$1.9M
RUE
53
PUT
DELISTED
RUE21 INC COM STK (DE)
RUE
$2.04M 0.3%
+50,700
New +$2.1M
FTI icon
54
CALL
TechnipFMC
FTI
$27.5B
$2.03M 0.3%
+38,035
New +$1.56M
VER
55
CALL
DELISTED
VEREIT, Inc.
VER
$2M 0.3%
+32,800
New +$2.23M
CPWR
56
DELISTED
COMPUWARE CORP
CPWR
$1.91M 0.28%
177,879
-64,054
-26% -$674K
LCC
57
PUT
DELISTED
US AIRWAYS GROUP INC.
LCC
$1.91M 0.28%
+100,700
New +$1.78M
GRPN icon
58
Groupon
GRPN
$1.06B
$1.91M 0.28%
+8,500
New +$1.69M
RIG icon
59
Transocean
RIG
$5.62B
$1.9M 0.28%
+42,750
New +$2.02M
MMP
60
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.89M 0.28%
33,460
+650
+2% +$35.7K
PRGO icon
61
PUT
Perrigo
PRGO
$1.43B
$1.84M 0.27%
+14,900
New +$1.86M
JNY
62
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1.79M 0.26%
+119,000
New +$1.87M
ETP
63
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.75M 0.26%
52,518
– –
LOW icon
64
CALL
Lowe's Companies
LOW
$118B
$1.69M 0.25%
+35,500
New +$1.61M
NIHD
65
DELISTED
NII HOLDINGS INC CL B
NIHD
$1.69M 0.25%
278,150
+95,650
+52% +$645K
BB icon
66
PUT
BlackBerry
BB
$4.95B
$1.65M 0.24%
+207,300
New +$2.01M
MAKO
67
PUT
DELISTED
MAKO SURGICAL CORP COM
MAKO
$1.62M 0.24%
+55,000
New +$838K
IMGN
68
PUT
DELISTED
Immunogen Inc
IMGN
$1.59M 0.24%
+93,700
New +$1.65M
BPL
69
DELISTED
Buckeye Partners, L.P.
BPL
$1.56M 0.23%
23,750
+5,000
+27% +$346K
AMAT icon
70
Applied Materials
AMAT
$398B
$1.53M 0.23%
+87,500
New +$1.4M
NWPX icon
71
NWPX Infrastructure Inc
NWPX
$1.22B
$1.52M 0.22%
46,345
– –
NE
72
PUT
DELISTED
Noble Corporation
NE
$1.51M 0.22%
+45,760
New +$1.56M
AMAT icon
73
PUT
Applied Materials
AMAT
$398B
$1.49M 0.22%
+85,000
New +$1.36M
EPD icon
74
Enterprise Products Partners
EPD
$82.5B
$1.37M 0.2%
44,750
+5,000
+13% +$153K
VRTX icon
75
Vertex Pharmaceuticals
VRTX
$122B
$1.36M 0.2%
18,000
-2,000
-10% -$159K
1 2
3
4 5

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LC
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LIC
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CB
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HA
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KPAG
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CW
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $330M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.2% of assets, down from 6.4% a quarter earlier, followed by Financials and Energy.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.