We are live on ! Find out more
CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$1.26B
Cap. Flow
-$590M
Cap. Flow %
-53.94%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
DBX icon
Dropbox
DBX
+$454M
2
XL
XL Group Ltd.
XL
+$101M
3
ANDV
Andeavor
ANDV
+$60.9M
4
DCT
DCT Industrial Trust Inc.
DCT
+$59.7M
5
SHPG
Shire pic
SHPG
+$53.2M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Miscellaneous 14.58%
3 Industrials 12.51%
4 Healthcare 11.88%
5 Financials 11.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARRY
676
PUT
DELISTED
Array Biopharma Inc
ARRY
– –
-55,000
Closed -$923K
BCACR
677
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
– –
-37,372
Closed -$12K
USG
678
CALL
DELISTED
Usg
USG
– –
-10,000
Closed -$431K
USG
679
PUT
DELISTED
Usg
USG
– –
-104,100
Closed -$5K
VEACW
680
DELISTED
Vantage Energy Acquisition Corp.
VEACW
– –
-20,813
Closed -$27K
HYAC
681
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-93,281
Closed -$910K
LTN.RT
682
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-57,474
Closed -$18K
NXEOW
683
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– –
-290,017
Closed -$166K
CVRR
684
DELISTED
CVR Refining, LP
CVRR
– –
-155,014
Closed -$3.46M
WINR
685
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
– –
-309,241
Closed -$3.15M
MOSC.U
686
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
– –
-166,400
Closed -$1.67M
LHO
687
DELISTED
LaSalle Hotel Properties
LHO
– –
-568,409
Closed -$19.5M
AET
688
CALL
DELISTED
Aetna Inc
AET
– –
-33,200
Closed -$6.09M
COL
689
PUT
DELISTED
Rockwell Collins
COL
– –
-20,000
Closed -$2.69M
KAACU
690
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
– –
-1,004,926
Closed -$10.5M
KS
691
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-38,014
Closed -$1.31M
PF
692
CALL
DELISTED
Pinnacle Foods, Inc.
PF
– –
-74,300
Closed -$4.83M
PF
693
PUT
DELISTED
Pinnacle Foods, Inc.
PF
– –
-90,000
Closed -$5.86M
HCAC.U
694
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
– –
-50,001
Closed -$558K
GSHTU
695
DELISTED
Gores Holdings II, Inc. Units
GSHTU
– –
-20,671
Closed -$222K
PHH
696
DELISTED
PHH Corporation
PHH
– –
-75,000
Closed -$815K
ANDV
697
DELISTED
Andeavor
ANDV
– –
-464,244
Closed -$60.9M
ILG
698
DELISTED
ILG, Inc Common Stock
ILG
– –
-818,013
Closed -$27M
OSPRW
699
DELISTED
Osprey Energy Acquisition Corp. Warrant
OSPRW
– –
-168,355
Closed -$269K
OSPRU
700
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
– –
-100,000
Closed -$1.1M
25 26 27
28
29

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, down 54% from $2.36B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc withdrew a net $590M in Q3 2018, closing 218 positions and reducing 134 holdings. Its most notable exit was Dropbox, an estimated $454M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 26% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Cowen Inc opened a new position in CA, Inc. worth $45.2M.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited Dropbox in Q3 2018, selling an estimated $454M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value fell 54% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.