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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
+$510M
Cap. Flow %
46.63%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$53.2M
2
NXPI icon
NXP Semiconductors
NXPI
+$34.4M
3
EVHC
Envision Healthcare Holdings Inc
EVHC
+$34.1M
4
EA icon
Electronic Arts
EA
+$15.8M
5
STC icon
Stewart Information Services
STC
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 17.02%
2 Healthcare 11.87%
3 Financials 11.07%
4 Communication Services 9.37%
5 Industrials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWPH
651
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-900
Closed -$130K
MIK
652
DELISTED
Michaels Stores, Inc
MIK
– –
-20,000
Closed -$383
MIK
653
PUT
DELISTED
Michaels Stores, Inc
MIK
– –
-39,000
Closed -$748
CXO
654
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-43,900
Closed -$6.07K
CXO
655
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-1,000
Closed -$138
FIT
656
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-12,950
Closed -$85
FIT
657
PUT
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-35,000
Closed -$229
WPX
658
DELISTED
WPX Energy, Inc.
WPX
– –
-1,400
Closed -$25.9K
LFACU
659
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
– –
-905,803
Closed -$9.16K
HCCHU
660
DELISTED
HL Acquisitions Corp. Unit
HCCHU
– –
-52,495
Closed -$528
IMMU
661
DELISTED
Immunomedics Inc
IMMU
– –
-150,000
Closed -$3.55K
IMMU
662
PUT
DELISTED
Immunomedics Inc
IMMU
– –
-149,500
Closed -$3.54K
PACQW
663
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-13,908
Closed -$18
AGFSW
664
DELISTED
AgroFresh Solutions Inc Warrants
AGFSW
– –
-594,393
Closed -$220
TACOW
665
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
– –
-16,348
Closed -$64
STML
666
DELISTED
Stemline Therapeutics, Inc.
STML
– –
-22,700
Closed -$364
AKRX
667
CALL
DELISTED
Akorn Inc
AKRX
– –
-118,100
Closed -$641
AKRX
668
PUT
DELISTED
Akorn Inc
AKRX
– –
-28,500
Closed -$473
MOSC.WS
669
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
– –
-32,950
Closed -$41
NFC.U
670
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
– –
-246,180
Closed -$2.47K
ONCE
671
PUT
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-6,000
Closed -$497
TMCXW
672
DELISTED
Trinity Merger Corp. Warrant
TMCXW
– –
-407,239
Closed -$163
DFBHU
673
DELISTED
DFB Healthcare Acquisitions Corp. Unit
DFBHU
– –
-272,944
Closed -$2.77K
IPOA.U
674
DELISTED
Social Capital Hedosophia Holdings Corp.
IPOA.U
– –
-446,160
Closed -$4.76K
ALDR
675
PUT
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-17,500
Closed -$277
25 26
27
28 29

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Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, up 46,337% from $2.36M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc deployed $510M of net new capital in Q3 2018, opening 227 new positions and adding to 116 existing holdings. Its largest new stake was CA, Inc.: 1,024,715 shares worth $45.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shire pic, an estimated $53.2M trimmed.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited NXP Semiconductors in Q3 2018, selling an estimated $34.4M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value rose 46,337% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.