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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$1.26B
Cap. Flow
-$590M
Cap. Flow %
-53.94%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
DBX icon
Dropbox
DBX
+$454M
2
XL
XL Group Ltd.
XL
+$101M
3
ANDV
Andeavor
ANDV
+$60.9M
4
DCT
DCT Industrial Trust Inc.
DCT
+$59.7M
5
SHPG
Shire pic
SHPG
+$53.2M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Miscellaneous 14.58%
3 Industrials 12.51%
4 Healthcare 11.88%
5 Financials 11.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
626
CALL
Union Pacific
UNP
$169B
– –
-2,100
Closed -$15K
UNP icon
627
Union Pacific
UNP
$169B
– –
-1,100
Closed -$156K
UNP icon
628
PUT
Union Pacific
UNP
$169B
– –
-3,100
Closed -$42K
UPS icon
629
CALL
United Parcel Service
UPS
$87.2B
– –
-1,100
Closed -$10K
UPS icon
630
United Parcel Service
UPS
$87.2B
– –
-5,600
Closed -$595K
UPS icon
631
PUT
United Parcel Service
UPS
$87.2B
– –
-1,100
Closed -$16K
VLO icon
632
CALL
Valero Energy
VLO
$110B
– –
-30,000
Closed -$3.33M
VRRM icon
633
Verra Mobility
VRRM
$552M
– –
-779,214
Closed -$7.91M
XRX icon
634
CALL
Xerox
XRX
$435M
– –
-200,000
Closed -$231K
XRX icon
635
Xerox
XRX
$435M
– –
-90,273
Closed -$2.17M
NBIS
636
CALL
Nebius Group N.V.
NBIS
$57.7B
– –
-20,200
Closed -$725K
NBIS
637
Nebius Group N.V.
NBIS
$57.7B
– –
-19,500
Closed -$700K
NBIS
638
PUT
Nebius Group N.V.
NBIS
$57.7B
– –
-20,200
Closed -$725K
SPWR
639
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-29,166
Closed -$2K
ID
640
DELISTED
PARTS iD, Inc.
ID
– –
-179,891
Closed -$1.73M
VMW
641
CALL
DELISTED
VMware, Inc
VMW
– –
-85,500
Closed -$12.6M
RAD
642
CALL
DELISTED
Rite Aid Corporation
RAD
– –
-540
Closed -$19K
DMS
643
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-3,663
Closed -$532K
BBBY
644
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-146,000
Closed -$2.91M
BBBY
645
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-125,000
Closed -$2.49M
VVNT
646
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-106,713
Closed -$1.03M
BPY
647
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-67,600
Closed -$1.29M
BPY
648
PUT
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-100,000
Closed -$770K
BRPAR
649
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-39,652
Closed -$18K
PRSP
650
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-11,250
Closed -$231K
24 25
26
27 28

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CAM
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LC
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LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
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CW
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SIM
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Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, down 54% from $2.36B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc withdrew a net $590M in Q3 2018, closing 218 positions and reducing 134 holdings. Its most notable exit was Dropbox, an estimated $454M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 26% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Cowen Inc opened a new position in CA, Inc. worth $45.2M.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited Dropbox in Q3 2018, selling an estimated $454M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value fell 54% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.