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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$191M
Cap. Flow
+$18.2M
Cap. Flow %
2.01%
Top 10 Hldgs %
37.02%
Holding
645
New
145
Increased
90
Reduced
76
Closed
324

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$77.3M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$46.6M
3
RHT
Red Hat Inc
RHT
+$45.1M
4
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
+$43.6M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$25.3M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$78.7M
2
AET
Aetna Inc
AET
+$58.5M
3
CA
CA, Inc.
CA
+$45.2M
4
ORBK
Orbotech Ltd
ORBK
+$30.1M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$27.1M

Sector Composition

Rank Sector Weight
1 Communication Services 21.78%
2 Healthcare 19.9%
3 Financials 10.16%
4 Technology 8.56%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOXO
601
PUT
DELISTED
Xo Group Inc
XOXO
– –
-2,300
Closed -$1K
ESRX
602
CALL
DELISTED
Express Scripts Holding Company
ESRX
– –
-22,500
Closed -$290K
ESRX
603
DELISTED
Express Scripts Holding Company
ESRX
– –
-197,987
Closed -$18.8M
ESRX
604
PUT
DELISTED
Express Scripts Holding Company
ESRX
– –
-254,400
Closed -$209K
EEQ
605
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-137,478
Closed -$1.5M
DOTA
606
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
– –
-199,177
Closed -$2.02M
DOTAU
607
DELISTED
Draper Oakwood Technology Acquisition, Inc. Unit
DOTAU
– –
-28,600
Closed -$315K
FCE.A
608
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-1,079,755
Closed -$27.1M
INDUW
609
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-123,135
Closed -$123K
INDUU
610
DELISTED
Industrea Acquisition Corp. Unit
INDUU
– –
-69,300
Closed -$772K
EGN
611
DELISTED
Energen
EGN
– –
-97,600
Closed -$8.41M
AET
612
DELISTED
Aetna Inc
AET
– –
-288,592
Closed -$58.5M
COL
613
CALL
DELISTED
Rockwell Collins
COL
– –
-101,000
Closed -$177K
COL
614
DELISTED
Rockwell Collins
COL
– –
-559,968
Closed -$78.7M
IAMXW
615
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
– –
-22,473
Closed -$8K
LCAHW
616
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
– –
-62,968
Closed -$75K
KMG
617
DELISTED
KMG Chemicals Inc
KMG
– –
-276,214
Closed -$20.9M
MPACW
618
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
-655,973
Closed -$492K
KAACW
619
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
– –
-400,837
Closed -$557K
SMPLW
620
DELISTED
The Simply Good Foods Company Warrant
SMPLW
– –
-350,100
Closed -$2.78M
IMXIW
621
DELISTED
International Money Expresss, Inc. Warrant
IMXIW
– –
-23,871
Closed -$56K
PF
622
DELISTED
Pinnacle Foods, Inc.
PF
– –
-58,934
Closed -$3.82M
HCAC.WS
623
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
– –
-200,000
Closed -$300K
GSHTW
624
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
-54,922
Closed -$116K
EVHC
625
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-36,417
Closed -$1.67M
22 23 24
25
26

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CB
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KPAG
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Cowen Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Cowen Inc held 645 positions worth $903M, down 17% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Inc's Q4 2018 filing shows 145 new, 90 increased, 76 reduced and 324 closed positions. Its largest new stake was Red Hat Inc: 284,331 shares worth $49.9M. The largest sale was Rockwell Collins, an estimated $78.7M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • Cowen Inc's largest Q4 2018 buy was Red Hat Inc: 284,331 shares worth $49.9M.
  • Cowen Inc added most to Shire pic in Q4 2018, an estimated $77.3M increase.
  • Cowen Inc's biggest Q4 2018 reduction was Orbotech Ltd, cutting an estimated $30.1M.
  • Cowen Inc fully exited Rockwell Collins in Q4 2018, selling an estimated $78.7M.
  • Cowen Inc's ten largest holdings make up 37% of its $903M portfolio in Q4 2018.
  • Cowen Inc opened 145 new positions and closed 324 in Q4 2018.
  • Cowen Inc's portfolio value fell 17% quarter-over-quarter to $903M.

Based on Cowen Inc's 13F filing for Q4 2018, filed 14 Feb 2019.