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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$191M
Cap. Flow
+$18.2M
Cap. Flow %
2.01%
Top 10 Hldgs %
37.02%
Holding
645
New
145
Increased
90
Reduced
76
Closed
324

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$77.3M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$46.6M
3
RHT
Red Hat Inc
RHT
+$45.1M
4
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
+$43.6M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$25.3M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$78.7M
2
AET
Aetna Inc
AET
+$58.5M
3
CA
CA, Inc.
CA
+$45.2M
4
ORBK
Orbotech Ltd
ORBK
+$30.1M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$27.1M

Sector Composition

Rank Sector Weight
1 Communication Services 21.78%
2 Healthcare 19.9%
3 Financials 10.16%
4 Technology 8.56%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOG
551
CALL
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
– –
-13,400
Closed -$17K
MXIM
552
PUT
DELISTED
Maxim Integrated Products
MXIM
– –
-100,000
Closed -$70K
GWPH
553
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-16,500
Closed -$639K
GWPH
554
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-13,000
Closed -$27K
OSB
555
DELISTED
Norbord Inc.
OSB
– –
-16,666
Closed -$552K
WPX
556
CALL
DELISTED
WPX Energy, Inc.
WPX
– –
-25,000
Closed -$31K
HCCH
557
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
– –
-14,859
Closed -$142K
HCCHW
558
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
– –
-171,295
Closed -$62K
KBLMW
559
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-125,556
Closed -$27K
FPAC.U
560
DELISTED
Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00
FPAC.U
– –
-57,996
Closed -$596K
CHAP
561
DELISTED
Chaparral Energy, Inc.
CHAP
– –
-10,300
Closed -$181K
CHK
562
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-3,700
Closed -$333K
FG.WS
563
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
– –
-70,942
Closed -$140K
JCP
564
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-100,000
Closed -$4K
ALGRW
565
DELISTED
Allegro Merger Corp Warrant
ALGRW
– –
-660,635
Closed -$231K
WRLSR
566
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
– –
-312,788
Closed -$141K
WRLSW
567
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
– –
-70,000
Closed -$36K
RTN
568
DELISTED
Raytheon Company
RTN
– –
-3,000
Closed -$620K
S
569
PUT
DELISTED
Sprint Corporation
S
– –
-93,500
Closed -$61K
TKKSR
570
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
– –
-59,016
Closed -$27K
ESTRW
571
DELISTED
Estre Ambiental, Inc
ESTRW
– –
-232,002
Closed -$81K
ARQL
572
CALL
DELISTED
Arqule Inc
ARQL
– –
-33,100
Closed -$45K
RWGE
573
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-32,235
Closed -$315K
GIG.RT
574
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
– –
-37,960
Closed -$20K
STNLU
575
DELISTED
Sentinel Energy Services Inc. Unit
STNLU
– –
-400,002
Closed -$4.13M
21 22
23
24 25

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Cowen Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Cowen Inc held 645 positions worth $903M, down 17% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Inc's Q4 2018 filing shows 145 new, 90 increased, 76 reduced and 324 closed positions. Its largest new stake was Red Hat Inc: 284,331 shares worth $49.9M. The largest sale was Rockwell Collins, an estimated $78.7M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • Cowen Inc's largest Q4 2018 buy was Red Hat Inc: 284,331 shares worth $49.9M.
  • Cowen Inc added most to Shire pic in Q4 2018, an estimated $77.3M increase.
  • Cowen Inc's biggest Q4 2018 reduction was Orbotech Ltd, cutting an estimated $30.1M.
  • Cowen Inc fully exited Rockwell Collins in Q4 2018, selling an estimated $78.7M.
  • Cowen Inc's ten largest holdings make up 37% of its $903M portfolio in Q4 2018.
  • Cowen Inc opened 145 new positions and closed 324 in Q4 2018.
  • Cowen Inc's portfolio value fell 17% quarter-over-quarter to $903M.

Based on Cowen Inc's 13F filing for Q4 2018, filed 14 Feb 2019.