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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$1.26B
Cap. Flow
-$590M
Cap. Flow %
-53.94%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
DBX icon
Dropbox
DBX
+$454M
2
XL
XL Group Ltd.
XL
+$101M
3
ANDV
Andeavor
ANDV
+$60.9M
4
DCT
DCT Industrial Trust Inc.
DCT
+$59.7M
5
SHPG
Shire pic
SHPG
+$53.2M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Miscellaneous 14.58%
3 Industrials 12.51%
4 Healthcare 11.88%
5 Financials 11.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
551
PUT
Enterprise Products Partners
EPD
$84B
– –
-30,000
Closed -$830K
EQT icon
552
EQT Corp
EQT
$33.3B
– –
-919
Closed -$28K
EQT icon
553
PUT
EQT Corp
EQT
$33.3B
– –
-6,981
Closed -$210K
FOLD
554
CALL
DELISTED
Amicus Therapeutics
FOLD
– –
-133,700
Closed -$2.09M
GD icon
555
CALL
General Dynamics
GD
$96.5B
– –
-3,600
Closed -$24K
GERN icon
556
CALL
Geron
GERN
$880M
– –
-30,000
Closed -$103K
GM icon
557
CALL
General Motors
GM
$76.5B
– –
-8,000
Closed -$15K
GM icon
558
General Motors
GM
$76.5B
– –
-2,200
Closed -$87K
GM icon
559
PUT
General Motors
GM
$76.5B
– –
-9,400
Closed -$46K
PPLI
560
People Inc
PPLI
$2.79B
– –
-53,716
Closed -$1.46M
IWM icon
561
PUT
iShares Russell 2000 ETF
IWM
$77.6B
– –
-375,000
Closed -$249K
JBL icon
562
CALL
Jabil
JBL
$31.3B
– –
-30,000
Closed -$2K
JKS
563
CALL
JinkoSolar
JKS
$600M
– –
-50,000
Closed -$14K
JNPR
564
PUT
DELISTED
Juniper Networks
JNPR
– –
-21,700
Closed -$595K
KDP icon
565
CALL
Keurig Dr Pepper
KDP
$43B
– –
-12,000
Closed -$1.46M
KDP icon
566
Keurig Dr Pepper
KDP
$43B
– –
-10,000
Closed -$1.22M
KLAC icon
567
PUT
KLA
KLAC
$221B
– –
-1,108,000
Closed -$803K
LBRDK
568
DELISTED
Liberty Broadband Class C
LBRDK
– –
-8,383
Closed -$635K
LILAK icon
569
Liberty Latin America Class C
LILAK
$1.71B
– –
-13,785
Closed -$229K
LLY icon
570
CALL
Eli Lilly
LLY
$1.01T
– –
-6,000
Closed -$49K
LLY icon
571
PUT
Eli Lilly
LLY
$1.01T
– –
-6,700
Closed -$26K
LOW icon
572
Lowe's Companies
LOW
$111B
– –
-4,500
Closed -$469K
LPRO
573
DELISTED
Open Lending Corp
LPRO
– –
-19,548
Closed -$189K
LTRYW icon
574
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$312
– –
-814,466
Closed -$261K
LVS icon
575
PUT
Las Vegas Sands
LVS
$27.7B
– –
-82,000
Closed -$6.26M
21 22
23
24 25

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, down 54% from $2.36B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc withdrew a net $590M in Q3 2018, closing 218 positions and reducing 134 holdings. Its most notable exit was Dropbox, an estimated $454M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 26% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Cowen Inc opened a new position in CA, Inc. worth $45.2M.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited Dropbox in Q3 2018, selling an estimated $454M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value fell 54% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.