We are live on ! Find out more
CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$191M
Cap. Flow
+$18.2M
Cap. Flow %
2.01%
Top 10 Hldgs %
37.02%
Holding
645
New
145
Increased
90
Reduced
76
Closed
324

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$77.3M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$46.6M
3
RHT
Red Hat Inc
RHT
+$45.1M
4
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
+$43.6M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$25.3M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$78.7M
2
AET
Aetna Inc
AET
+$58.5M
3
CA
CA, Inc.
CA
+$45.2M
4
ORBK
Orbotech Ltd
ORBK
+$30.1M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$27.1M

Sector Composition

Rank Sector Weight
1 Communication Services 21.78%
2 Healthcare 19.9%
3 Financials 10.16%
4 Technology 8.56%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNH
526
CALL
CNH Industrial
CNH
$12.7B
– –
-57,450
Closed -$23K
LGF.B
527
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-49,657
Closed -$1.16M
BMTX
528
DELISTED
BM Technologies, Inc.
BMTX
– –
-148,513
Closed -$1.41M
GTHX
529
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
– –
-115,000
Closed -$6.01M
BIG
530
PUT
DELISTED
Big Lots, Inc.
BIG
– –
-243,200
Closed -$1.22M
ASXC
531
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-2,692
Closed -$203K
CMLS
532
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-15,750
Closed -$268K
MRNS
533
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
– –
-4,650
Closed -$186K
SPLK
534
DELISTED
Splunk Inc
SPLK
– –
-50,016
Closed -$6.05M
VST.WS.A
535
DELISTED
Vistra Corp.Warrants to purchase Common Stock (Expiring February 2, 2024)
VST.WS.A
– –
-24,120
Closed -$36K
VMW
536
PUT
DELISTED
VMware, Inc
VMW
– –
-45,700
Closed -$117K
RAD
537
DELISTED
Rite Aid Corporation
RAD
– –
-125
Closed -$3K
AUD
538
DELISTED
Audacy, Inc.
AUD
– –
-24,900
Closed -$197K
ASAP
539
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-1,250
Closed -$271K
CLVS
540
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-37,400
Closed -$19K
CLVS
541
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-4,500
Closed -$132K
TEN
542
PUT
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-20,000
Closed -$33K
USWS
543
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-29,131
Closed -$6.12M
GBT
544
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-20,000
Closed -$6K
ZNGA
545
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-74,100
Closed -$9K
XLNX
546
CALL
DELISTED
Xilinx Inc
XLNX
– –
-75,000
Closed -$95K
XLNX
547
DELISTED
Xilinx Inc
XLNX
– –
-71,060
Closed -$5.7M
RDS.A
548
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-50,000
Closed -$19K
RDS.A
549
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-33,700
Closed -$2.3M
TWNKW
550
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-49,900
Closed -$53K
20 21
22
23 24

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Cowen Inc held 645 positions worth $903M, down 17% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Inc's Q4 2018 filing shows 145 new, 90 increased, 76 reduced and 324 closed positions. Its largest new stake was Red Hat Inc: 284,331 shares worth $49.9M. The largest sale was Rockwell Collins, an estimated $78.7M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • Cowen Inc's largest Q4 2018 buy was Red Hat Inc: 284,331 shares worth $49.9M.
  • Cowen Inc added most to Shire pic in Q4 2018, an estimated $77.3M increase.
  • Cowen Inc's biggest Q4 2018 reduction was Orbotech Ltd, cutting an estimated $30.1M.
  • Cowen Inc fully exited Rockwell Collins in Q4 2018, selling an estimated $78.7M.
  • Cowen Inc's ten largest holdings make up 37% of its $903M portfolio in Q4 2018.
  • Cowen Inc opened 145 new positions and closed 324 in Q4 2018.
  • Cowen Inc's portfolio value fell 17% quarter-over-quarter to $903M.

Based on Cowen Inc's 13F filing for Q4 2018, filed 14 Feb 2019.