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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$1.26B
Cap. Flow
-$590M
Cap. Flow %
-53.94%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
DBX icon
Dropbox
DBX
+$454M
2
XL
XL Group Ltd.
XL
+$101M
3
ANDV
Andeavor
ANDV
+$60.9M
4
DCT
DCT Industrial Trust Inc.
DCT
+$59.7M
5
SHPG
Shire pic
SHPG
+$53.2M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Miscellaneous 14.58%
3 Industrials 12.51%
4 Healthcare 11.88%
5 Financials 11.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAD icon
501
CALL
Acadia Pharmaceuticals
ACAD
$4.61B
– –
-13,600
Closed -$208K
ACAD icon
502
Acadia Pharmaceuticals
ACAD
$4.61B
– –
-7,500
Closed -$115K
ADP icon
503
CALL
Automatic Data Processing
ADP
$110B
– –
-4,200
Closed -$86K
ADP icon
504
Automatic Data Processing
ADP
$110B
– –
-1,000
Closed -$134K
ADP icon
505
PUT
Automatic Data Processing
ADP
$110B
– –
-145,600
Closed -$18.8M
AGCO icon
506
CALL
AGCO
AGCO
$8.67B
– –
-21,800
Closed -$1.32M
ATRA icon
507
CALL
Atara Biotherapeutics
ATRA
$94.8M
– –
-260
Closed -$239K
ATRA icon
508
Atara Biotherapeutics
ATRA
$94.8M
– –
-140
Closed -$129K
ATRA icon
509
PUT
Atara Biotherapeutics
ATRA
$94.8M
– –
-400
Closed -$368K
OPTU
510
Optimum Communications Inc
OPTU
$377M
– –
-124,933
Closed -$2.13M
BABA icon
511
Alibaba
BABA
$272B
– –
-21,369
Closed -$3.96M
BAC icon
512
CALL
Bank of America
BAC
$416B
– –
-13,000
Closed -$22K
BAC icon
513
PUT
Bank of America
BAC
$416B
– –
-7,700
Closed -$17K
BG icon
514
CALL
Bunge Global
BG
$23.4B
– –
-15,000
Closed -$1.05M
BNY
515
CALL
Bank of New York Mellon
BNY
$105B
– –
-6,600
Closed -$19K
BNY
516
Bank of New York Mellon
BNY
$105B
– –
-1,200
Closed -$65K
BNY
517
PUT
Bank of New York Mellon
BNY
$105B
– –
-9,000
Closed -$42K
BLUE
518
DELISTED
bluebird bio
BLUE
– –
-463
Closed -$942K
BMRN icon
519
CALL
BioMarin Pharmaceuticals
BMRN
$12.5B
– –
-13,100
Closed -$1.24M
BMRN icon
520
BioMarin Pharmaceuticals
BMRN
$12.5B
– –
-1,000
Closed -$94K
BMRN icon
521
PUT
BioMarin Pharmaceuticals
BMRN
$12.5B
– –
-1,300
Closed -$122K
BRK.A icon
522
Berkshire Hathaway Class A
BRK.A
$1.1T
– –
-1
Closed -$282K
BRK.B icon
523
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-3,500
Closed -$25K
BRK.B icon
524
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-1,000
Closed -$187K
BRK.B icon
525
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-1,000
Closed -$19K
19 20
21
22 23

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, down 54% from $2.36B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc withdrew a net $590M in Q3 2018, closing 218 positions and reducing 134 holdings. Its most notable exit was Dropbox, an estimated $454M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 26% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Cowen Inc opened a new position in CA, Inc. worth $45.2M.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited Dropbox in Q3 2018, selling an estimated $454M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value fell 54% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.