CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Return 56.08%
This Quarter Return
+31.79%
1 Year Return
+56.08%
3 Year Return
+159.45%
5 Year Return
+281.94%
10 Year Return
–
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
-$21.1M
Cap. Flow %
-2.32%
Top 10 Hldgs %
53.13%
Holding
440
New
119
Increased
49
Reduced
66
Closed
147

Top Buys

1
ULTI
Ultimate Software Group Inc
ULTI
$79.6M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
$56.7M
3
MLNX
Mellanox Technologies, Ltd.
MLNX
$51.8M
4
WP
Worldpay, Inc.
WP
$48.9M
5
FDC
First Data Corporation
FDC
$34.3M

Top Sells

1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
$64.9M
2
SHPG
Shire pic
SHPG
$37.2M
3
ARRS
ARRIS International plc Ordinary Shares
ARRS
$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TDACU
26
DELISTED
Trident Acquisitions Corp. Units
TDACU
$6.86M 0.74%
665,600
-22,626
-3% -$233K
HPK icon
27
HighPeak Energy
HPK
$945M
$6.84M 0.73%
682,321
+395,896
+138% +$3.97M
LBRDK icon
28
Liberty Broadband Class C
LBRDK
$8.61B
$6.35M 0.68%
69,171
-129,423
-65% -$11.9M
TAK icon
29
Takeda Pharmaceutical
TAK
$48.6B
$6.01M 0.65%
294,914
-563,290
-66% -$11.5M
STI
30
DELISTED
SunTrust Banks, Inc.
STI
$6M 0.65%
+101,317
New +$6M
NLSN
31
DELISTED
Nielsen Holdings plc
NLSN
$5.89M 0.63%
248,611
+81,246
+49% +$1.92M
UN
32
DELISTED
Unilever NV New York Registry Shares
UN
$5.83M 0.63%
+100,000
New +$5.83M
GDX icon
33
VanEck Gold Miners ETF
GDX
$19.9B
$5.72M 0.61%
+255,000
New +$5.72M
FMCIU
34
DELISTED
Forum Merger II Corporation Unit
FMCIU
$5.29M 0.57%
510,902
-144,118
-22% -$1.49M
SPAQ.U
35
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$5.08M 0.55%
500,000
-500,000
-50% -$5.08M
CGC
36
Canopy Growth
CGC
$456M
$4.88M 0.52%
11,260
-36,272
-76% -$15.7M
GWPH
37
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4.86M 0.52%
+28,800
New +$4.86M
SHLL.U
38
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$4.73M 0.51%
+473,158
New +$4.73M
AABA
39
DELISTED
Altaba Inc. Common Stock
AABA
$4.69M 0.5%
63,300
+10,000
+19% +$741K
AMZN icon
40
Amazon
AMZN
$2.48T
$4.65M 0.5%
52,220
+5,460
+12% +$486K
GLIBA
41
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$4.63M 0.5%
83,231
-78,312
-48% -$4.35M
NFH
42
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$4.61M 0.5%
465,335
+62,869
+16% +$622K
WCG
43
DELISTED
Wellcare Health Plans, Inc.
WCG
$4.53M 0.49%
+16,802
New +$4.53M
BROG
44
DELISTED
Brooge Energy
BROG
$4.46M 0.48%
445,842
+245,997
+123% +$2.46M
BPYU
45
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$4.34M 0.47%
211,859
+41,925
+25% +$859K
TRNE.U
46
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$4.15M 0.45%
+414,331
New +$4.15M
UA icon
47
Under Armour Class C
UA
$2.13B
$4.01M 0.43%
+212,494
New +$4.01M
CELG
48
DELISTED
Celgene Corp
CELG
$3.98M 0.43%
42,150
+37,100
+735% +$3.5M
TLRY icon
49
Tilray
TLRY
$1.31B
$3.87M 0.42%
59,100
-109,955
-65% -$7.2M
GBT
50
DELISTED
Global Blood Therapeutics, Inc.
GBT
$3.6M 0.39%
68,000
-10,000
-13% -$529K
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