CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDACU
26
DELISTED
Trident Acquisitions Corp. Units
TDACU
$6.86M 0.75%
665,600
-22,626
HPK icon
27
HighPeak Energy
HPK
$844M
$6.84M 0.75%
682,321
+395,896
LBRDK icon
28
Liberty Broadband Class C
LBRDK
$7.54B
$6.35M 0.7%
69,171
-129,423
TAK icon
29
Takeda Pharmaceutical
TAK
$58.3B
$6.01M 0.66%
294,914
-563,290
STI
30
DELISTED
SunTrust Banks, Inc.
STI
$6M 0.66%
+101,317
NLSN
31
DELISTED
Nielsen Holdings plc
NLSN
$5.88M 0.65%
248,611
+81,246
UN
32
DELISTED
Unilever NV New York Registry Shares
UN
$5.83M 0.64%
+100,000
GDX icon
33
VanEck Gold Miners ETF
GDX
$30.1B
$5.72M 0.63%
+255,000
FMCIU
34
DELISTED
Forum Merger II Corporation Unit
FMCIU
$5.29M 0.58%
510,902
-144,118
SPAQ.U
35
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$5.08M 0.56%
500,000
-500,000
CGC
36
Canopy Growth
CGC
$401M
$4.88M 0.54%
11,260
-36,272
GWPH
37
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4.86M 0.53%
+28,800
SHLL.U
38
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$4.73M 0.52%
+473,158
AABA
39
DELISTED
Altaba Inc
AABA
$4.69M 0.52%
63,300
+10,000
AMZN icon
40
Amazon
AMZN
$2.3T
$4.65M 0.51%
52,220
+5,460
GLIBA
41
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$4.63M 0.51%
83,231
-78,312
NFH
42
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$4.61M 0.51%
465,335
+62,869
WCG
43
DELISTED
Wellcare Health Plans, Inc.
WCG
$4.53M 0.5%
+16,802
BROG
44
DELISTED
Brooge Energy
BROG
$4.46M 0.49%
445,842
+245,997
BPYU
45
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$4.34M 0.48%
211,859
+41,925
TRNE.U
46
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$4.15M 0.46%
+414,331
UA icon
47
Under Armour Class C
UA
$2.61B
$4.01M 0.44%
+212,494
CELG
48
DELISTED
Celgene Corp
CELG
$3.98M 0.44%
42,150
+37,100
TLRY icon
49
Tilray
TLRY
$814M
$3.87M 0.43%
5,910
-10,996
GBT
50
DELISTED
Global Blood Therapeutics, Inc.
GBT
$3.6M 0.4%
68,000
-10,000
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