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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$191M
Cap. Flow
+$18.2M
Cap. Flow %
2.01%
Top 10 Hldgs %
37.02%
Holding
645
New
145
Increased
90
Reduced
76
Closed
324

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$77.3M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$46.6M
3
RHT
Red Hat Inc
RHT
+$45.1M
4
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
+$43.6M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$25.3M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$78.7M
2
AET
Aetna Inc
AET
+$58.5M
3
CA
CA, Inc.
CA
+$45.2M
4
ORBK
Orbotech Ltd
ORBK
+$30.1M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$27.1M

Sector Composition

Rank Sector Weight
1 Communication Services 21.78%
2 Healthcare 19.9%
3 Financials 10.16%
4 Technology 8.56%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRT icon
26
Vertiv
VRT
$87.6B
$8.79M 0.97%
896,824
-62,722
-7% -$613K
MFAC.U
27
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$8.66M 0.96%
858,790
-2,324
-0.3% -$23.5K
LSXMA
28
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$8.3M 0.92%
312,178
-112,693
-27% -$3.25M
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$8.06M 0.89%
32,238
-3,832
-11% -$1.03M
JACK icon
30
Jack in the Box
JACK
$312M
$7.68M 0.85%
+98,929
New +$8.04M
CRM icon
31
Salesforce
CRM
$148B
$7.35M 0.81%
53,692
+3,630
+7% +$499K
VMW
32
DELISTED
VMware, Inc
VMW
$7.09M 0.78%
51,700
+17,578
+52% +$2.66M
GOOGL icon
33
Alphabet (Google) Class A
GOOGL
$4.08T
$7.06M 0.78%
135,140
+41,000
+44% +$2.22M
TDACU
34
DELISTED
Trident Acquisitions Corp. Units
TDACU
$7.01M 0.78%
688,226
+33,926
+5% +$345K
GLIBA
35
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$6.65M 0.74%
161,543
+134,123
+489% +$6.22M
HYMC icon
36
Hycroft Mining Holding Corp
HYMC
$1.87B
$6.65M 0.74%
67,324
+42,320
+169% +$4.16M
FMCIU
37
DELISTED
Forum Merger II Corporation Unit
FMCIU
$6.63M 0.73%
655,020
+155,020
+31% +$1.57M
FSR
38
DELISTED
Fisker Inc.
FSR
$6.24M 0.69%
+647,758
New +$6.24M
UL icon
39
Unilever
UL
$141B
$6.22M 0.69%
105,742
+53,749
+103% +$3.24M
IDTI
40
DELISTED
Integrated Device Technology I
IDTI
$6.08M 0.67%
125,645
-539,629
-81% -$25.5M
HYACU
41
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$5.73M 0.63%
542,800
+42,799
+9% +$449K
P
42
DELISTED
Pandora Media Inc
P
$5.61M 0.62%
693,473
+663,473
+2,212% +$5.73M
NOW icon
43
ServiceNow
NOW
$114B
$5.55M 0.61%
155,860
+13,500
+9% +$479K
PARA
44
DELISTED
Paramount Global Class B
PARA
$5.21M 0.58%
+119,190
New +$6.33M
CTACU
45
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$5.14M 0.57%
+514,997
New +$5.15M
LEXEA
46
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$5.05M 0.56%
129,126
+67,956
+111% +$2.83M
KO icon
47
Coca-Cola
KO
$381B
$4.62M 0.51%
+97,550
New +$4.67M
SNV
48
DELISTED
Synovus
SNV
$4.43M 0.49%
138,428
-927
-0.7% -$35K
MINT icon
49
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$4.23M 0.47%
+41,877
New +$4.24M
SIRI icon
50
PUT
SiriusXM
SIRI
$10.4B
$4.07M 0.45%
180,800
+12,700
+8% +$772K
1
2
3 4 5

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Cowen Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Cowen Inc held 645 positions worth $903M, down 17% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Inc's Q4 2018 filing shows 145 new, 90 increased, 76 reduced and 324 closed positions. Its largest new stake was Red Hat Inc: 284,331 shares worth $49.9M. The largest sale was Rockwell Collins, an estimated $78.7M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • Cowen Inc's largest Q4 2018 buy was Red Hat Inc: 284,331 shares worth $49.9M.
  • Cowen Inc added most to Shire pic in Q4 2018, an estimated $77.3M increase.
  • Cowen Inc's biggest Q4 2018 reduction was Orbotech Ltd, cutting an estimated $30.1M.
  • Cowen Inc fully exited Rockwell Collins in Q4 2018, selling an estimated $78.7M.
  • Cowen Inc's ten largest holdings make up 37% of its $903M portfolio in Q4 2018.
  • Cowen Inc opened 145 new positions and closed 324 in Q4 2018.
  • Cowen Inc's portfolio value fell 17% quarter-over-quarter to $903M.

Based on Cowen Inc's 13F filing for Q4 2018, filed 14 Feb 2019.