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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+8.85%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.41B
AUM Growth
+$718M
Cap. Flow
+$656M
Cap. Flow %
27.24%
Top 10 Hldgs %
53.37%
Holding
348
New
118
Increased
54
Reduced
63
Closed
104

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$225M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$130M
3
LVLT
Level 3 Communications Inc
LVLT
+$86M
4
SE
Spectra Energy Corp Wi
SE
+$82.7M
5
TWX
Time Warner Inc
TWX
+$60.6M

Top Sells

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$227M
2
SYT
Syngenta Ag
SYT
+$118M
3
STJ
St Jude Medical
STJ
+$86.3M
4
YHOO
Yahoo Inc
YHOO
+$79.4M
5
ACAS
American Capital Ltd
ACAS
+$29.5M

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Industrials 8.11%
3 Healthcare 4.73%
4 Communication Services 4.48%
5 Energy 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
26
CALL
AT&T
T
$160B
$17.8M 0.74%
+555,286
New +$16.4M
BATS
27
DELISTED
Bats Global Markets, Inc.
BATS
$17.3M 0.72%
515,631
+463,039
+880% +$14.5M
WWAV
28
CALL
DELISTED
The WhiteWave Foods Company
WWAV
$15.6M 0.65%
280,400
-11,300
-4% -$619K
EWW icon
29
CALL
iShares MSCI Mexico ETF
EWW
$1.93B
$15.3M 0.63%
347,000
+302,600
+682% +$14.2M
MON
30
CALL
DELISTED
Monsanto Co
MON
$14.8M 0.62%
141,100
-60,300
-30% -$6.18M
CSOD
31
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$14M 0.58%
+330,049
New +$13.1M
EWU icon
32
PUT
iShares MSCI United Kingdom ETF
EWU
$4.15B
$13M 0.54%
+423,200
New +$12.9M
RAD
33
DELISTED
Rite Aid Corporation
RAD
$12.1M 0.5%
73,635
+41,091
+126% +$6.21M
XLP icon
34
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$11.6M 0.48%
+224,800
New +$11.6M
MPG
35
DELISTED
Metaldyne Performance Group Inc.
MPG
$11.4M 0.47%
+496,550
New +$9.45M
XLP icon
36
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$10M 0.42%
194,200
-12,400
-6% -$642K
MON
37
DELISTED
Monsanto Co
MON
$10M 0.42%
95,277
-19,359
-17% -$1.98M
EWC icon
38
CALL
iShares MSCI Canada ETF
EWC
$6.14B
$9.5M 0.39%
363,200
+175,100
+93% +$4.52M
ISIL
39
DELISTED
Intersil Corp
ISIL
$8.98M 0.37%
402,525
-282,697
-41% -$6.26M
ALR
40
DELISTED
Alere Inc
ALR
$7.74M 0.32%
+198,618
New +$8.04M
INVN
41
PUT
DELISTED
Invensense Inc
INVN
$7.11M 0.3%
+556,200
New +$4.75M
FRP
42
DELISTED
Fairpoint Communications, Inc.
FRP
$6.59M 0.27%
+352,413
New +$5.94M
RAD
43
PUT
DELISTED
Rite Aid Corporation
RAD
$6.35M 0.26%
38,510
+38,400
+34,909% +$5.8M
APOL
44
PUT
DELISTED
Apollo Education Group Inc Class A
APOL
$6.18M 0.26%
624,600
+27,300
+5% +$249K
AMZN icon
45
Amazon
AMZN
$2.88T
$6.02M 0.25%
160,460
-123,740
-44% -$4.85M
XXIA
46
DELISTED
Ixia
XXIA
$5.99M 0.25%
+372,228
New +$5.15M
AWH
47
DELISTED
Allied World Assurance Co Hld Lt
AWH
$5.84M 0.24%
+108,815
New +$5M
GDX icon
48
PUT
VanEck Gold Miners ETF
GDX
$22.7B
$5.68M 0.24%
+271,300
New +$6.02M
DIS icon
49
Walt Disney
DIS
$167B
$5.23M 0.22%
50,221
+581
+1% +$56.6K
IMPV
50
DELISTED
Imperva, Inc.
IMPV
$5.22M 0.22%
136,047
-271,792
-67% -$11M
1
2
3 4 5

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Cowen Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Inc held 348 positions worth $2.41B, up 43% from $1.69B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen Inc deployed $656M of net new capital in Q4 2016, opening 118 new positions and adding to 54 existing holdings. Its largest new stake was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was St Jude Medical, an estimated $86.3M trimmed.

  • Cowen Inc's largest Q4 2016 buy was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.
  • Cowen Inc added most to NXP Semiconductors in Q4 2016, an estimated $225M increase.
  • Cowen Inc's biggest Q4 2016 reduction was St Jude Medical, cutting an estimated $86.3M.
  • Cowen Inc fully exited LinkedIn Corporation in Q4 2016, selling an estimated $227M.
  • Cowen Inc's ten largest holdings make up 53% of its $2.41B portfolio in Q4 2016.
  • Cowen Inc opened 118 new positions and closed 104 in Q4 2016.
  • Cowen Inc's portfolio value rose 43% quarter-over-quarter to $2.41B.

Based on Cowen Inc's 13F filing for Q4 2016, filed 13 Feb 2017.