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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWXT icon
26
BWX Technologies
BWXT
$15.2B
$6.01M 0.62%
303,223
+136,784
+82% +$2.95M
SWY
27
DELISTED
SAFEWAY INC
SWY
$5.49M 0.57%
159,954
-154,080
-49% -$5.32M
UTIW
28
DELISTED
UTI WORLDWIDE INC
UTIW
$5.45M 0.56%
512,204
+108,707
+27% +$1.1M
WMB icon
29
Williams Companies
WMB
$86.7B
$5.44M 0.56%
98,352
-36,274
-27% -$2.08M
BHC icon
30
Bausch Health
BHC
$2.25B
$5.29M 0.55%
40,361
+10,349
+34% +$1.23M
MSFT icon
31
Microsoft
MSFT
$3.35T
$5.21M 0.54%
112,479
+10,640
+10% +$475K
CP icon
32
Canadian Pacific Kansas City
CP
$77.5B
$5.12M 0.53%
123,345
+6,595
+6% +$258K
MSI icon
33
Motorola Solutions
MSI
$71.5B
$4.96M 0.51%
78,467
+20,359
+35% +$1.28M
LM
34
DELISTED
Legg Mason, Inc.
LM
$4.87M 0.5%
95,255
+15,815
+20% +$784K
APD icon
35
Air Products & Chemicals
APD
$66.8B
$4.73M 0.49%
39,311
+3,883
+11% +$474K
AKAM icon
36
Akamai
AKAM
$16.5B
$4.73M 0.49%
79,058
+7,879
+11% +$474K
SIG icon
37
Signet Jewelers
SIG
$3.72B
$4.71M 0.49%
41,382
+4,099
+11% +$453K
PEP icon
38
PepsiCo
PEP
$191B
$4.65M 0.48%
49,923
+4,926
+11% +$450K
BNY
39
Bank of New York Mellon
BNY
$106B
$4.64M 0.48%
+119,723
New +$4.65M
HPQ icon
40
HP
HPQ
$24.6B
$4.63M 0.48%
287,125
+28,269
+11% +$458K
VYX icon
41
NCR Voyix
VYX
$1.12B
$4.63M 0.48%
225,651
+31,645
+16% +$642K
FNF icon
42
Fidelity National Financial
FNF
$14B
$4.62M 0.48%
+239,835
New +$4.64M
HOLX
43
DELISTED
Hologic
HOLX
$4.59M 0.47%
188,861
+26,345
+16% +$665K
ADBE icon
44
Adobe
ADBE
$98.5B
$4.58M 0.47%
66,246
+6,596
+11% +$468K
RAX
45
DELISTED
Rackspace Hosting Inc
RAX
$4.56M 0.47%
140,084
+110,084
+367% +$3.65M
MIC
46
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$4.55M 0.47%
68,275
+4,000
+6% +$278K
ESI icon
47
Element Solutions
ESI
$8.68B
$4.53M 0.47%
180,983
+34,434
+23% +$909K
MON
48
DELISTED
Monsanto Co
MON
$4.53M 0.47%
+40,242
New +$4.7M
BEAV
49
CALL
DELISTED
B/E Aerospace Inc
BEAV
$4.52M 0.47%
74,436
-58,969
-44% -$3.73M
ISBC
50
DELISTED
Investors Bancorp, Inc.
ISBC
$4.48M 0.46%
+442,032
New +$4.67M
1
2
3 4 5

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LC
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LIC
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CB
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HA
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KPAG
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CW
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Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.