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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$595M
AUM Growth
-$82.7M
Cap. Flow
-$109M
Cap. Flow %
-18.3%
Top 10 Hldgs %
41.11%
Holding
335
New
118
Increased
36
Reduced
41
Closed
120

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$16.1M
2
COWN
Cowen Inc. Class A Common Stock
COWN
+$10.4M
3
APD icon
Air Products & Chemicals
APD
+$4.87M
4
ASH icon
Ashland
ASH
+$3.97M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$3.52M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$97.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$42.3M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.1M
4
NYX
NYSE EURONEXT INC
NYX
+$17.4M
5
DELL
DELL INC
DELL
+$13.3M

Sector Composition

Rank Sector Weight
1 Technology 7.14%
2 Industrials 4.24%
3 Energy 3.98%
4 Communication Services 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIS icon
26
Oil States International
OIS
$456M
$4.45M 0.75%
76,557
+56,869
+289% +$3.41M
YUM icon
27
CALL
Yum! Brands
YUM
$43.3B
$4.16M 0.7%
+76,505
New +$3.94M
WMT icon
28
CALL
Walmart Inc
WMT
$884B
$3.94M 0.66%
+150,000
New +$3.87M
CSCO icon
29
PUT
Cisco
CSCO
$448B
$3.81M 0.64%
170,000
+125,800
+285% +$2.78M
LORL
30
DELISTED
Loral Space and Communications, Inc.
LORL
$3.81M 0.64%
+47,000
New +$3.42M
LAMR icon
31
Lamar Advertising Co
LAMR
$16.3B
$3.59M 0.6%
68,645
+50,645
+281% +$2.47M
BLUE
32
DELISTED
bluebird bio
BLUE
$3.33M 0.56%
+12,252
New +$3.42M
VIRX
33
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$3.3M 0.55%
3,315
+1,160
+54% +$1.2M
CYH icon
34
CALL
Community Health Systems
CYH
$391M
$3.18M 0.54%
+98,131
New +$3.37M
WMB icon
35
Williams Companies
WMB
$86.7B
$3.13M 0.53%
81,100
+68,600
+549% +$2.47M
CPWR
36
DELISTED
COMPUWARE CORP
CPWR
$3.05M 0.51%
283,369
+105,490
+59% +$1.1M
VTRS icon
37
PUT
Viatris
VTRS
$20.7B
$3.04M 0.51%
70,000
– –
VYX icon
38
NCR Voyix
VYX
$1.12B
$3.02M 0.51%
+144,571
New +$3.21M
NUAN
39
DELISTED
Nuance Communications, Inc.
NUAN
$2.9M 0.49%
220,405
+11,708
+6% +$161K
CPWR
40
CALL
DELISTED
COMPUWARE CORP
CPWR
$2.88M 0.48%
+267,329
New +$2.79M
EQIX icon
41
Equinix
EQIX
$103B
$2.85M 0.48%
16,080
-302
-2% -$50.2K
JCP
42
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$2.81M 0.47%
+307,500
New +$2.56M
ADT
43
DELISTED
ADT Corp
ADT
$2.76M 0.46%
68,300
+44,810
+191% +$1.84M
URI icon
44
United Rentals
URI
$66.5B
$2.63M 0.44%
+33,700
New +$2.26M
BHC icon
45
Bausch Health
BHC
$2.25B
$2.6M 0.44%
+22,100
New +$2.42M
TMO icon
46
Thermo Fisher Scientific
TMO
$214B
$2.59M 0.44%
+23,300
New +$2.32M
TT icon
47
Trane Technologies
TT
$97.3B
$2.59M 0.44%
+42,100
New +$2.32M
ADBE icon
48
Adobe
ADBE
$98.5B
$2.58M 0.43%
+43,100
New +$2.38M
PARA
49
DELISTED
Paramount Global Class B
PARA
$2.57M 0.43%
+40,300
New +$2.37M
BKW
50
DELISTED
BURGER KING WORLDWIDE
BKW
$2.57M 0.43%
+112,400
New +$2.32M
1
2
3 4 5

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Cowen Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Cowen Inc held 335 positions worth $595M, down 12% from $678M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc withdrew a net $109M in Q4 2013, closing 120 positions and reducing 41 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $97.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, up from 2.2% a quarter earlier, followed by Industrials and Energy.

Against the trend, Cowen Inc opened a new position in Omnicom Group worth $17.4M.

  • Cowen Inc's largest Q4 2013 buy was Omnicom Group: 234,006 shares worth $17.4M.
  • Cowen Inc added most to Cowen Inc. Class A Common Stock in Q4 2013, an estimated $10.4M increase.
  • Cowen Inc's biggest Q4 2013 reduction was LENDER PROCESSING SERVICES INC, cutting an estimated $5.66M.
  • Cowen Inc fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2013, selling an estimated $97.4M.
  • Cowen Inc's ten largest holdings make up 41% of its $595M portfolio in Q4 2013.
  • Cowen Inc opened 118 new positions and closed 120 in Q4 2013.
  • Cowen Inc's portfolio value fell 12% quarter-over-quarter to $595M.

Based on Cowen Inc's 13F filing for Q4 2013, filed 13 Feb 2014.