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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$330M
Cap. Flow %
-48.71%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Healthcare 4.22%
2 Financials 3.79%
3 Energy 2.68%
4 Technology 2.21%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKG icon
26
CALL
Packaging Corp of America
PKG
$22.2B
$5.02M 0.74%
87,900
+56,100
+176% +$3.04M
LBTYK icon
27
Liberty Global Class C
LBTYK
$3.49B
$4.79M 0.71%
+156,873
New +$4.71M
LNW
28
DELISTED
Light & Wonder
LNW
$4.74M 0.7%
293,201
– –
LIFE
29
PUT
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$4.49M 0.66%
60,000
-50,200
-46% -$3.75M
ANDV
30
DELISTED
Andeavor
ANDV
$4.08M 0.6%
92,800
+86,800
+1,447% +$4.32M
ROC
31
CALL
DELISTED
ROCKWOOD HLDGS INC
ROC
$3.73M 0.55%
55,800
+35,800
+179% +$2.36M
CTB
32
CALL
DELISTED
Cooper Tire & Rubber Co.
CTB
$3.66M 0.54%
+118,900
New +$3.87M
EXPE icon
33
CALL
Expedia Group
EXPE
$35.2B
$3.63M 0.54%
70,100
+20,000
+40% +$1.07M
LEAP
34
CALL
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$3.57M 0.53%
+226,100
New +$3.37M
ACTV
35
DELISTED
Active Network Inc
ACTV
$3.47M 0.51%
+242,600
New +$2.33M
NUAN
36
DELISTED
Nuance Communications, Inc.
NUAN
$3.38M 0.5%
208,697
-253,419
-55% -$4.19M
LINE
37
PUT
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$3.27M 0.48%
126,200
+76,200
+152% +$1.97M
VRTX icon
38
PUT
Vertex Pharmaceuticals
VRTX
$122B
$3.12M 0.46%
41,200
-1,800
-4% -$143K
JNJ icon
39
Johnson & Johnson
JNJ
$617B
$3.03M 0.45%
35,000
-79,707
-69% -$7.15M
JNJ icon
40
PUT
Johnson & Johnson
JNJ
$617B
$3.03M 0.45%
35,000
– –
EQIX icon
41
Equinix
EQIX
$103B
$3.01M 0.44%
16,382
+1,382
+9% +$250K
VHC icon
42
VirnetX Holding Corp
VHC
$54.7M
$2.94M 0.43%
7,218
-48,630
-87% -$19.2M
VTRS icon
43
PUT
Viatris
VTRS
$20.7B
$2.67M 0.39%
70,000
– –
LINE
44
CALL
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$2.66M 0.39%
+102,500
New +$2.65M
SHFL
45
DELISTED
SHFL ENTMT INC
SHFL
$2.65M 0.39%
+115,598
New +$2.55M
MAKO
46
DELISTED
MAKO SURGICAL CORP COM
MAKO
$2.62M 0.39%
+88,727
New +$1.35M
NUAN
47
PUT
DELISTED
Nuance Communications, Inc.
NUAN
$2.52M 0.37%
155,925
+151,305
+3,275% +$2.5M
VVUS
48
DELISTED
Vivus Inc
VVUS
$2.47M 0.36%
26,526
-12,363
-32% -$1.54M
HMA
49
PUT
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$2.31M 0.34%
+180,200
New +$2.5M
VIRX
50
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$2.24M 0.33%
+2,155
New +$2.3M
1
2
3 4 5

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LC
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $330M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.2% of assets, down from 6.4% a quarter earlier, followed by Financials and Energy.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.