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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$1.26B
Cap. Flow
-$590M
Cap. Flow %
-53.94%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
DBX icon
Dropbox
DBX
+$454M
2
XL
XL Group Ltd.
XL
+$101M
3
ANDV
Andeavor
ANDV
+$60.9M
4
DCT
DCT Industrial Trust Inc.
DCT
+$59.7M
5
SHPG
Shire pic
SHPG
+$53.2M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Miscellaneous 14.58%
3 Industrials 12.51%
4 Healthcare 11.88%
5 Financials 11.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNFI icon
451
CALL
United Natural Foods
UNFI
$2.7B
$15K ﹤0.01%
+226,000
New +$8.18M
HK.WS
452
DELISTED
Halcon Resources Corporation
HK.WS
$15K ﹤0.01%
+149,500
New +$27.4K
LSEAW
453
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$14K ﹤0.01%
+26,082
New +$14.6K
STNLW
454
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$14K ﹤0.01%
+11,203
New +$13.1K
AVGO icon
455
PUT
Broadcom
AVGO
$1.62T
$13K ﹤0.01%
+133,000
New +$2.98M
DVA icon
456
PUT
DaVita
DVA
$12.2B
$13K ﹤0.01%
+5,000
New +$353K
HCCHR
457
DELISTED
HL Acquisitions Corp. Right
HCCHR
$12K ﹤0.01%
+29,080
New +$11.4K
TFCF
458
CALL
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$11K ﹤0.01%
151,500
+126,500
+506% +$5.74M
AAPL icon
459
PUT
Apple
AAPL
$4.84T
$9K ﹤0.01%
120,000
+117,200
+4,186% +$6.1M
AMRN
460
PUT
Amarin Corp
AMRN
$294M
$9K ﹤0.01%
+3,420
New +$258K
GD icon
461
PUT
General Dynamics
GD
$97B
$9K ﹤0.01%
600
-2,100
-78% -$411K
NOC icon
462
PUT
Northrop Grumman
NOC
$75.5B
$9K ﹤0.01%
+400
New +$122K
NRXPW
463
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$9K ﹤0.01%
20,043
+3,567
+22% +$1.63K
TRN icon
464
PUT
Trinity Industries
TRN
$2.24B
$9K ﹤0.01%
+83,896
New +$2.2M
ZNGA
465
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$9K ﹤0.01%
+74,100
New +$298K
ALDX icon
466
CALL
Aldeyra Therapeutics
ALDX
$82.6M
$8K ﹤0.01%
+14,600
New +$118K
FOLD
467
PUT
DELISTED
Amicus Therapeutics
FOLD
$8K ﹤0.01%
+15,800
New +$221K
IAMXW
468
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$8K ﹤0.01%
22,473
-5,075
-18% -$1.98K
AXDX
469
PUT
DELISTED
Accelerate Diagnostics
AXDX
$7K ﹤0.01%
3,530
-4,970
-58% -$1.1M
DVAX
470
PUT
DELISTED
Dynavax Technologies
DVAX
$7K ﹤0.01%
+29,300
New +$396K
XBI icon
471
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$6K ﹤0.01%
40,000
-18,100
-31% -$1.75M
GBT
472
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
$6K ﹤0.01%
20,000
-1,380,000
-99% -$61.1M
P
473
CALL
DELISTED
Pandora Media Inc
P
$6K ﹤0.01%
+9,700
New +$81.7K
DVA icon
474
CALL
DaVita
DVA
$12.2B
$5K ﹤0.01%
+5,000
New +$353K
SNV
475
CALL
DELISTED
Synovus
SNV
$5K ﹤0.01%
+95,200
New +$4.79M
17 18
19
20 21

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LC
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LIC
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CB
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HA
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KPAG
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CW
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Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, down 54% from $2.36B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc withdrew a net $590M in Q3 2018, closing 218 positions and reducing 134 holdings. Its most notable exit was Dropbox, an estimated $454M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 26% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Cowen Inc opened a new position in CA, Inc. worth $45.2M.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited Dropbox in Q3 2018, selling an estimated $454M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value fell 54% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.