CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.09%
This Quarter Est. Return
1 Year Est. Return
+56.09%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$63.5M
2
+$61.6M
3
+$58.8M
4
BNS icon
Scotiabank
BNS
+$54.3M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$49.3M

Top Sells

1
+$79.6M
2
+$56.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$36.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBCH
451
Turtle Beach Corp
TBCH
$271M
– –
-55,900
BMTX
452
DELISTED
BM Technologies, Inc.
BMTX
– –
-91,972
LSXMK
453
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-13,060
DCPH
454
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
0
FRC
455
DELISTED
First Republic Bank
FRC
– –
0
QTT
456
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
– –
0
AVCT
457
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– –
-11,176
USWSW
458
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
– –
-19,000
CVET
459
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-20,000
MGLN
460
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-151,360
GWPH
461
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-28,800
LOACW
462
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
-371,430
AMCIU
463
DELISTED
AMCI Acquisition Corp Unit
AMCIU
– –
-42,700
WPX
464
DELISTED
WPX Energy, Inc.
WPX
– –
0
OPESU
465
DELISTED
Opes Acquisition Corp. Unit
OPESU
– –
-19,300
FTACW
466
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-80,671
INSUU
467
DELISTED
Insurance Acquisition Corp. Unit
INSUU
– –
-155,200
GRAF.U
468
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
– –
-24,800
DNR
469
DELISTED
Denbury Resources, Inc.
DNR
– –
0
ARQL
470
DELISTED
Arqule Inc
ARQL
– –
-9,500
NFC.U
471
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
– –
-87,735
ONCE
472
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-497,720
15 16 17 18
19