CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$63.5M
2
+$61.6M
3
+$58.8M
4
BNS icon
Scotiabank
BNS
+$54.3M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$49.3M

Top Sells

1
+$79.6M
2
+$56.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$36.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
451
Technology Select Sector SPDR Fund
XLK
$93.5B
– –
0
XOM icon
452
Exxon Mobil
XOM
$493B
– –
-15,400
ZBH icon
453
Zimmer Biomet
ZBH
$19.1B
– –
0
NESRW
454
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
-111,363
TBCH
455
Turtle Beach Corp
TBCH
$264M
– –
-55,900
BMTX
456
DELISTED
BM Technologies, Inc.
BMTX
– –
-91,972
LSXMK
457
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-13,060
DCPH
458
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
0
PXD
459
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-5,850
MRTX
460
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
0
LTHM
461
DELISTED
Livent Corporation
LTHM
– –
0
SGEN
462
DELISTED
Seagen Inc. Common Stock
SGEN
– –
0
ICPT
463
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
DMS
464
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-1,363
FRC
465
DELISTED
First Republic Bank
FRC
– –
0
QTT
466
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
– –
0
AVCT
467
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– –
-11,176
USWSW
468
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
– –
-19,000
CVET
469
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-20,000
MGLN
470
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-151,360
GWPH
471
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-28,800
LOACW
472
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
-371,430
15 16 17 18
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