CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$322M
2
+$63.1M
3
+$60.4M
4
BNS icon
Scotiabank
BNS
+$53.4M
5
DATA
Tableau Software, Inc.
DATA
+$50.3M

Top Sells

1
+$79.6M
2
+$53.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$35.7M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVET
451
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-20,000
MGLN
452
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-151,360
GWPH
453
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-28,800
LOACW
454
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
-371,430
AMCIU
455
DELISTED
AMCI Acquisition Corp Unit
AMCIU
– –
-42,700
WPX
456
DELISTED
WPX Energy, Inc.
WPX
– –
0
GRAF.U
457
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
– –
-24,800
DNR
458
DELISTED
Denbury Resources, Inc.
DNR
– –
0
WCG
459
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-16,802
MDR
460
DELISTED
McDermott International
MDR
– –
-52,500
ARQL
461
DELISTED
Arqule Inc
ARQL
– –
-9,500
NFC.U
462
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
– –
-87,735
ONCE
463
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-497,720
AABA
464
DELISTED
Altaba Inc
AABA
– –
-63,300
BID
465
DELISTED
Sotheby's
BID
– –
0
SFLY
466
DELISTED
Shutterfly, Inc.
SFLY
– –
0
BRACU
467
DELISTED
Black Ridge Acquisition Corp. Unit
BRACU
– –
-50,000
BKS
468
DELISTED
Barnes & Noble
BKS
– –
0
MGY.WS
469
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
– –
-361,568
MTEC
470
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
– –
-20,869
BMS
471
DELISTED
Bemis
BMS
– –
-699,950
OMAD.WS
472
DELISTED
One Madison Corporation
OMAD.WS
– –
-29,485
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