CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEN
426
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-37,500
NBEV
427
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
0
TVTY
428
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
0
STRDW
429
DELISTED
Sitio Royalties Corp. Warrant
STRDW
– –
-143,647
ISBC
430
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-280,274
CPLG
431
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-35,092
RDS.B
432
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-17,900
XLRN
433
DELISTED
Acceleron Pharma
XLRN
– –
-5,411
LACQ
434
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-67,288
TPCO
435
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-30,695
BRPAR
436
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-10,000
IPHI
437
DELISTED
INPHI CORPORATION
IPHI
– –
0
LOAC
438
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
– –
-210,791
WPX
439
DELISTED
WPX Energy, Inc.
WPX
– –
0
14 15 16 17
18