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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$191M
Cap. Flow
+$18.2M
Cap. Flow %
2.01%
Top 10 Hldgs %
37.02%
Holding
645
New
145
Increased
90
Reduced
76
Closed
324

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$77.3M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$46.6M
3
RHT
Red Hat Inc
RHT
+$45.1M
4
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
+$43.6M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$25.3M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$78.7M
2
AET
Aetna Inc
AET
+$58.5M
3
CA
CA, Inc.
CA
+$45.2M
4
ORBK
Orbotech Ltd
ORBK
+$30.1M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$27.1M

Sector Composition

Rank Sector Weight
1 Communication Services 21.78%
2 Healthcare 19.9%
3 Financials 10.16%
4 Technology 8.56%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
426
CALL
Northrop Grumman
NOC
$77.1B
– –
-700
Closed -$28K
NOC icon
427
Northrop Grumman
NOC
$77.1B
– –
-1,500
Closed -$476K
NOC icon
428
PUT
Northrop Grumman
NOC
$77.1B
– –
-400
Closed -$9K
NRXPW
429
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
– –
-20,043
Closed -$9K
NWL icon
430
CALL
Newell Brands
NWL
$2.38B
– –
-27,200
Closed -$19K
NWL icon
431
Newell Brands
NWL
$2.38B
– –
-6,600
Closed -$134K
NWL icon
432
PUT
Newell Brands
NWL
$2.38B
– –
-23,200
Closed -$127K
NXPI icon
433
PUT
NXP Semiconductors
NXPI
$57.8B
– –
-8,000
Closed -$259K
ORCL icon
434
CALL
Oracle
ORCL
$374B
– –
-10,300
Closed -$49K
ORCL icon
435
PUT
Oracle
ORCL
$374B
– –
-11,300
Closed -$22K
OXY icon
436
CALL
Occidental Petroleum
OXY
$56.8B
– –
-3,500
Closed -$36K
OXY icon
437
Occidental Petroleum
OXY
$56.8B
– –
-1,100
Closed -$90K
OXY icon
438
PUT
Occidental Petroleum
OXY
$56.8B
– –
-7,400
Closed -$27K
PAGS icon
439
CALL
PagSeguro Digital
PAGS
$2.69B
– –
-80,000
Closed -$50K
PBR icon
440
CALL
Petrobras
PBR
$125B
– –
-45,000
Closed -$61K
PCG icon
441
CALL
PG&E
PCG
$38.3B
– –
-7,500
Closed -$44K
PCG icon
442
PUT
PG&E
PCG
$38.3B
– –
-9,700
Closed -$34K
PEP icon
443
CALL
PepsiCo
PEP
$190B
– –
-3,900
Closed -$43K
PEP icon
444
PepsiCo
PEP
$190B
– –
-17,057
Closed -$1.91M
PEP icon
445
PUT
PepsiCo
PEP
$190B
– –
-4,000
Closed -$21K
PFE icon
446
CALL
Pfizer
PFE
$143B
– –
-11,172
Closed -$40K
PFE icon
447
Pfizer
PFE
$143B
– –
-22
Closed -$1K
PFE icon
448
PUT
Pfizer
PFE
$143B
– –
-15,283
Closed -$20K
PG icon
449
CALL
Procter & Gamble
PG
$336B
– –
-10,500
Closed -$52K
PG icon
450
Procter & Gamble
PG
$336B
– –
-41
Closed -$3K
16 17
18
19 20

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CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Cowen Inc held 645 positions worth $903M, down 17% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Inc's Q4 2018 filing shows 145 new, 90 increased, 76 reduced and 324 closed positions. Its largest new stake was Red Hat Inc: 284,331 shares worth $49.9M. The largest sale was Rockwell Collins, an estimated $78.7M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • Cowen Inc's largest Q4 2018 buy was Red Hat Inc: 284,331 shares worth $49.9M.
  • Cowen Inc added most to Shire pic in Q4 2018, an estimated $77.3M increase.
  • Cowen Inc's biggest Q4 2018 reduction was Orbotech Ltd, cutting an estimated $30.1M.
  • Cowen Inc fully exited Rockwell Collins in Q4 2018, selling an estimated $78.7M.
  • Cowen Inc's ten largest holdings make up 37% of its $903M portfolio in Q4 2018.
  • Cowen Inc opened 145 new positions and closed 324 in Q4 2018.
  • Cowen Inc's portfolio value fell 17% quarter-over-quarter to $903M.

Based on Cowen Inc's 13F filing for Q4 2018, filed 14 Feb 2019.