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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
+$510M
Cap. Flow %
46.63%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$53.2M
2
NXPI icon
NXP Semiconductors
NXPI
+$34.4M
3
EVHC
Envision Healthcare Holdings Inc
EVHC
+$34.1M
4
EA icon
Electronic Arts
EA
+$15.8M
5
STC icon
Stewart Information Services
STC
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 17.02%
2 Healthcare 11.87%
3 Financials 11.07%
4 Communication Services 9.37%
5 Industrials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
426
PUT
DELISTED
Paramount Global Class B
PARA
$21K ﹤0.01%
121,100
+21,100
+21% +$1.16M
PEP icon
427
PUT
PepsiCo
PEP
$190B
$21K ﹤0.01%
4,000
+900
+29% +$102K
DD icon
428
CALL
DuPont de Nemours
DD
$18.5B
$20K ﹤0.01%
2,685
-1,145
-30% -$197K
PFE icon
429
PUT
Pfizer
PFE
$143B
$20K ﹤0.01%
+15,283
New +$588K
GIG.RT
430
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$20K ﹤0.01%
37,960
+300
+0.8% +$137
ATVI
431
PUT
DELISTED
Activision Blizzard
ATVI
$20K ﹤0.01%
+40,000
New +$3.03M
NWL icon
432
CALL
Newell Brands
NWL
$2.38B
$19K ﹤0.01%
27,200
+17,600
+183% +$413K
CLVS
433
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$19K ﹤0.01%
+37,400
New +$1.45M
RDS.A
434
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$19K ﹤0.01%
+50,000
New +$3.34M
KLXI
435
PUT
DELISTED
KLX Inc.
KLXI
$19K ﹤0.01%
99,600
+88,214
+775% +$5.44M
AR icon
436
PUT
Antero Resources
AR
$11.1B
$18K ﹤0.01%
+7,500
New +$145K
CSCO icon
437
PUT
Cisco
CSCO
$457B
$18K ﹤0.01%
7,000
-6,300
-47% -$283K
CVS icon
438
CALL
CVS Health
CVS
$133B
$18K ﹤0.01%
+1,900
New +$136K
MDLZ icon
439
PUT
Mondelez International
MDLZ
$79.5B
$18K ﹤0.01%
9,600
-200
-2% -$8.53K
USB icon
440
CALL
US Bancorp
USB
$98.2B
$18K ﹤0.01%
7,100
-6,700
-49% -$355K
MMDMW
441
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$18K ﹤0.01%
+30,362
New +$19.5K
ABT icon
442
PUT
Abbott
ABT
$183B
$17K ﹤0.01%
+10,600
New +$696K
FTV icon
443
CALL
Fortive
FTV
$17.9B
$17K ﹤0.01%
+547,089
New +$28.1M
KO icon
444
PUT
Coca-Cola
KO
$377B
$17K ﹤0.01%
11,600
+1,800
+18% +$82.2K
XOG
445
CALL
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$17K ﹤0.01%
+13,400
New +$170K
GIG.WS
446
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$17K ﹤0.01%
34,867
– –
KLAC icon
447
CALL
KLA
KLAC
$239B
$16K ﹤0.01%
+820,000
New +$8.96M
LTN.WS
448
DELISTED
Union Acquisition Corp.
LTN.WS
$16K ﹤0.01%
44,909
+10,290
+30% +$3.62K
GTYHW
449
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$16K ﹤0.01%
+13,048
New +$15.7K
GOOG icon
450
CALL
Alphabet (Google) Class C
GOOG
$4.36T
$15K ﹤0.01%
4,000
– –
16 17
18
19 20

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CAM
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LC
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LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
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HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
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SIM
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Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, up 46,337% from $2.36M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc deployed $510M of net new capital in Q3 2018, opening 227 new positions and adding to 116 existing holdings. Its largest new stake was CA, Inc.: 1,024,715 shares worth $45.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shire pic, an estimated $53.2M trimmed.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited NXP Semiconductors in Q3 2018, selling an estimated $34.4M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value rose 46,337% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.