CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRDW
401
DELISTED
Sitio Royalties Corp. Warrant
STRDW
– –
-143,647
ISBC
402
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-280,274
CPLG
403
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-35,092
RDS.B
404
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-17,900
XLRN
405
DELISTED
Acceleron Pharma
XLRN
– –
-5,411
LACQ
406
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-67,288
WPX
407
DELISTED
WPX Energy, Inc.
WPX
– –
0
LFACU
408
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
– –
-11,198
MFAC.WS
409
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-129,457
TOTAW
410
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
– –
-45,100
EAGLU
411
DELISTED
Platinum Eagle Acquisition Corp. Unit
EAGLU
– –
-82,553
SAMAU
412
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
– –
-57,300
HCCHR
413
DELISTED
HL Acquisitions Corp. Right
HCCHR
– –
-26,230
IMMU
414
DELISTED
Immunomedics Inc
IMMU
– –
0
LOGM
415
DELISTED
LogMein, Inc.
LOGM
– –
0
DNR
416
DELISTED
Denbury Resources, Inc.
DNR
– –
-148,967
NEBUW
417
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– –
-133,863
ALGR
418
DELISTED
Allegro Merger Corp
ALGR
– –
-270,677
GIG.WS
419
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-229,174
STNL
420
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-126,000
NRCG.WS
421
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-109,651
VSM
422
DELISTED
Versum Materials, Inc.
VSM
– –
0
MMDMW
423
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
-29,212
MMDMU
424
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
– –
-173,999
JASNW
425
DELISTED
Jason Industries, Inc.
JASNW
– –
-49,669
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17
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