CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWLO icon
401
Twilio
TWLO
$19.4B
– –
0
UL icon
402
Unilever
UL
$146B
– –
-118,960
UPBD icon
403
Upbound Group
UPBD
$1.1B
– –
-35,500
V icon
404
Visa
V
$636B
– –
-24,694
VRT icon
405
Vertiv
VRT
$68.4B
– –
-896,824
VTRS icon
406
Viatris
VTRS
$12.5B
– –
-28,500
WDC icon
407
Western Digital
WDC
$53.2B
– –
0
XLF icon
408
State Street Financial Select Sector SPDR ETF
XLF
$52.5B
– –
-10,000
XLK icon
409
State Street Technology Select Sector SPDR ETF
XLK
$94.8B
– –
0
ZBH icon
410
Zimmer Biomet
ZBH
$18.5B
– –
0
PDCO
411
DELISTED
Patterson Companies, Inc.
PDCO
– –
-12,000
BIG
412
DELISTED
Big Lots, Inc.
BIG
– –
-75,600
SPWR
413
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-305,400
FSR
414
DELISTED
Fisker Inc.
FSR
– –
-647,758
LTHM
415
DELISTED
Livent Corporation
LTHM
– –
0
SGEN
416
DELISTED
Seagen Inc. Common Stock
SGEN
– –
0
VMW
417
DELISTED
VMware, Inc
VMW
– –
-51,700
ICPT
418
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
KLR
419
DELISTED
Kaleyra, Inc.
KLR
– –
-45,211
APTX
420
DELISTED
Aptinyx Inc. Common Stock
APTX
– –
-20,998
FRC
421
DELISTED
First Republic Bank
FRC
– –
0
QTT
422
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
– –
0
VVNT
423
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-12,805
VLDR
424
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-45,200
ZEN
425
DELISTED
ZENDESK INC
ZEN
– –
-67,570
14 15 16
17
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