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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
+$510M
Cap. Flow %
46.63%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$53.2M
2
NXPI icon
NXP Semiconductors
NXPI
+$34.4M
3
EVHC
Envision Healthcare Holdings Inc
EVHC
+$34.1M
4
EA icon
Electronic Arts
EA
+$15.8M
5
STC icon
Stewart Information Services
STC
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 17.02%
2 Healthcare 11.87%
3 Financials 11.07%
4 Communication Services 9.37%
5 Industrials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
401
CALL
Northrop Grumman
NOC
$77.1B
$28K ﹤0.01%
+700
New +$213K
RTX icon
402
PUT
RTX Corp
RTX
$290B
$28K ﹤0.01%
63,560
-350,375
-85% -$29.4M
WMT icon
403
Walmart Inc
WMT
$885B
$28K ﹤0.01%
900
+600
+200% +$18.4K
OXY icon
404
PUT
Occidental Petroleum
OXY
$56.8B
$27K ﹤0.01%
7,400
-1,800
-20% -$145K
GWPH
405
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$27K ﹤0.01%
13,000
+8,000
+160% +$1.15M
KBLMW
406
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$27K ﹤0.01%
125,556
+5,300
+4% +$1.51K
TKKSR
407
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$27K ﹤0.01%
+59,016
New +$24.8K
LOW icon
408
PUT
Lowe's Companies
LOW
$117B
$26K ﹤0.01%
7,500
-20,700
-73% -$2.16M
MRK icon
409
PUT
Merck
MRK
$322B
$26K ﹤0.01%
18,130
+7,440
+70% +$474K
TRGP icon
410
CALL
Targa Resources
TRGP
$58B
$26K ﹤0.01%
+30,000
New +$1.6M
USB icon
411
PUT
US Bancorp
USB
$98.2B
$26K ﹤0.01%
6,800
+3,800
+127% +$201K
CM icon
412
CALL
Canadian Imperial Bank of Commerce
CM
$108B
$25K ﹤0.01%
+200,000
New +$9.19M
HPQ icon
413
PUT
HP
HPQ
$24.9B
$25K ﹤0.01%
+17,700
New +$428K
MDLZ icon
414
CALL
Mondelez International
MDLZ
$79.5B
$25K ﹤0.01%
11,400
-1,700
-13% -$72.5K
MSFT icon
415
PUT
Microsoft
MSFT
$3.45T
$25K ﹤0.01%
7,500
+2,200
+42% +$238K
TTE icon
416
CALL
TotalEnergies
TTE
$195B
$25K ﹤0.01%
10,000
-40,000
-80% -$2.51M
PLAY icon
417
PUT
Dave & Buster's
PLAY
$377M
$24K ﹤0.01%
+10,000
New +$542K
SLB icon
418
PUT
SLB Ltd
SLB
$73.6B
$24K ﹤0.01%
2,900
-5,500
-65% -$354K
XOM icon
419
PUT
ExxonMobil
XOM
$644B
$24K ﹤0.01%
7,900
+1,800
+30% +$147K
KMI icon
420
CALL
Kinder Morgan
KMI
$71.7B
$23K ﹤0.01%
+11,300
New +$202K
CNH
421
CALL
CNH Industrial
CNH
$12.7B
$23K ﹤0.01%
+57,450
New +$572K
DVN icon
422
CALL
Devon Energy
DVN
$52.1B
$22K ﹤0.01%
+18,500
New +$787K
ORCL icon
423
PUT
Oracle
ORCL
$374B
$22K ﹤0.01%
11,300
-2,400
-18% -$117K
SFIX
424
CALL
Stitch Fix
SFIX
$536M
$22K ﹤0.01%
+11,300
New +$412K
CDNS icon
425
PUT
Cadence Design Systems
CDNS
$93.6B
$21K ﹤0.01%
+84,200
New +$3.83M
15 16
17
18 19

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, up 46,337% from $2.36M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc deployed $510M of net new capital in Q3 2018, opening 227 new positions and adding to 116 existing holdings. Its largest new stake was CA, Inc.: 1,024,715 shares worth $45.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shire pic, an estimated $53.2M trimmed.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited NXP Semiconductors in Q3 2018, selling an estimated $34.4M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value rose 46,337% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.