CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.09%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+56.09%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRCG.WS
376
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-109,651
VSM
377
DELISTED
Versum Materials, Inc.
VSM
– –
0
MMDMW
378
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
-29,212
MMDMU
379
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
– –
-173,999
BCAC
380
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-300,338
BCACW
381
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
– –
-65,786
CCC.U
382
DELISTED
Churchill Capital Corp
CCC.U
– –
-366,448
CMSSU
383
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
– –
-255,500
ELLI
384
DELISTED
Ellie Mae Inc
ELLI
– –
0
BEL
385
DELISTED
Belmond Ltd.
BEL
– –
0
VEACU
386
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
– –
-1,016,746
ARRS
387
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-912,146
HYACW
388
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
– –
-41,061
HYAC
389
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-74,272
EAGLU
390
DELISTED
Platinum Eagle Acquisition Corp. Unit
EAGLU
– –
-82,553
LTN.WS
391
DELISTED
Union Acquisition Corp.
LTN.WS
– –
-36,961
LTN.RT
392
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-25,000
PRTHW
393
DELISTED
Priority Technology Holdings, Inc. Warrant
PRTHW
– –
-158,132
NXEOW
394
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– –
-50,000
NXTM
395
DELISTED
NxStage Medical Inc.
NXTM
– –
-127,107
ORBK
396
DELISTED
Orbotech Ltd
ORBK
– –
-28,587
GTYHW
397
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
-68,613
AHL
398
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-597,902
NFX
399
DELISTED
Newfield Exploration
NFX
– –
-185,600
ATHN
400
DELISTED
Athenahealth, Inc.
ATHN
– –
-192,324
14 15
16
17 18