CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.09%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+56.09%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNV
351
DELISTED
Synovus
SNV
– –
-138,428
SPY icon
352
State Street SPDR S&P 500 ETF Trust
SPY
$711B
– –
-32,238
SSNC icon
353
SS&C Technologies
SSNC
$20.7B
– –
-11,000
STC icon
354
Stewart Information Services
STC
$2.04B
– –
-6,532
TDG icon
355
TransDigm Group
TDG
$79.7B
– –
0
TFC icon
356
Truist Financial
TFC
$63.5B
– –
0
TH icon
357
Target Hospitality
TH
$675M
– –
-48,419
TMUS icon
358
T-Mobile US
TMUS
$208B
– –
-270,174
TRN icon
359
Trinity Industries
TRN
$2.26B
– –
-41,100
WDC icon
360
Western Digital
WDC
$95.2B
– –
0
XLF icon
361
State Street Financial Select Sector SPDR ETF
XLF
$55.2B
– –
-10,000
XLK icon
362
State Street Technology Select Sector SPDR ETF
XLK
$94.2B
– –
0
VLDR
363
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-45,200
ZEN
364
DELISTED
ZENDESK INC
ZEN
– –
-67,570
LACQ
365
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-67,288
WPX
366
DELISTED
WPX Energy, Inc.
WPX
– –
0
LFACU
367
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
– –
-11,198
MFAC.WS
368
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-129,457
TOTAW
369
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
– –
-45,100
SAMAU
370
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
– –
-57,300
HCCHR
371
DELISTED
HL Acquisitions Corp. Right
HCCHR
– –
-26,230
IMMU
372
DELISTED
Immunomedics Inc
IMMU
– –
0
LOGM
373
DELISTED
LogMein, Inc.
LOGM
– –
0
DNR
374
DELISTED
Denbury Resources, Inc.
DNR
– –
-148,967
NEBUW
375
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– –
-133,863
13 14
15
16 17