CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRPAR
351
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-10,000
IPHI
352
DELISTED
INPHI CORPORATION
IPHI
– –
0
LOAC
353
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
– –
-210,791
ZAYO
354
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-145,619
VIAB
355
DELISTED
Viacom Inc. Class B
VIAB
– –
-39,993
MBFI
356
DELISTED
MB Financial Corp
MBFI
– –
-64,247
EAGLW
357
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
– –
-275,903
P
358
DELISTED
Pandora Media Inc
P
– –
-693,473
HD icon
359
Home Depot
HD
$323B
– –
-2,291
ACA icon
360
Arcosa
ACA
$6.13B
– –
-12,000
ACB
361
Aurora Cannabis
ACB
$206M
– –
0
ADBE icon
362
Adobe
ADBE
$101B
– –
-41,219
ADI icon
363
Analog Devices
ADI
$194B
– –
-29,362
AGAE icon
364
Allied Gaming & Entertainment
AGAE
$22.2M
– –
-12,708
AGIO icon
365
Agios Pharmaceuticals
AGIO
$1.67B
– –
0
AMBA icon
366
Ambarella
AMBA
$3.13B
– –
-29,357
AMPY icon
367
Amplify Energy
AMPY
$256M
– –
-11,173
ATRA icon
368
Atara Biotherapeutics
ATRA
$41.7M
– –
0
AVA icon
369
Avista
AVA
$3.36B
– –
-19,513
AXDX
370
DELISTED
Accelerate Diagnostics
AXDX
– –
-2,296
AXSM icon
371
Axsome Therapeutics
AXSM
$10.6B
– –
0
BAC icon
372
Bank of America
BAC
$380B
– –
-657,597
BFH icon
373
Bread Financial
BFH
$3.45B
– –
0
BIOX icon
374
Bioceres Crop Solutions
BIOX
$29.9M
– –
-51,000
BPT
375
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
0
13 14
15
16 17