We are live on ! Find out more
CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+23.03%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.83B
AUM Growth
+$977M
Cap. Flow
+$786M
Cap. Flow %
27.81%
Top 10 Hldgs %
70.29%
Holding
427
New
118
Increased
44
Reduced
47
Closed
202

Top Buys

Rank Stock Value
1
KITE
Kite Pharma, Inc.
KITE
+$585M
2
TWX
Time Warner Inc
TWX
+$230M
3
NXPI icon
NXP Semiconductors
NXPI
+$226M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$214M
5
BCR
CR Bard Inc.
BCR
+$91.7M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$210M
2
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
+$140M
3
ALR
Alere Inc
ALR
+$46.2M
4
HUN icon
Huntsman Corp
HUN
+$31M
5
WFM
Whole Foods Market Inc
WFM
+$22.9M

Sector Composition

Rank Sector Weight
1 Communication Services 26.29%
2 Technology 12.86%
3 Industrials 2.27%
4 Utilities 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDCO
351
PUT
DELISTED
Medicines Co
MDCO
– –
-20,000
Closed -$760K
FWP
352
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
– –
-1,584
Closed -$225K
BPL
353
DELISTED
Buckeye Partners, L.P.
BPL
– –
-5,440
Closed -$348K
FRED
354
CALL
DELISTED
Fred's Inc
FRED
– –
-30,200
Closed -$278K
CNACU
355
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
– –
-24,600
Closed -$250K
APC
356
PUT
DELISTED
Anadarko Petroleum
APC
– –
-65,000
Closed -$2.95M
ARRY
357
CALL
DELISTED
Array Biopharma Inc
ARRY
– –
-47,000
Closed -$393K
ARRY
358
DELISTED
Array Biopharma Inc
ARRY
– –
-44,000
Closed -$368K
ARRY
359
PUT
DELISTED
Array Biopharma Inc
ARRY
– –
-47,000
Closed -$393K
BCACU
360
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
– –
-77,022
Closed -$786K
HZNP
361
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-164,400
Closed -$1.2M
P
362
CALL
DELISTED
Pandora Media Inc
P
– –
-40,800
Closed -$364K
TSRO
363
DELISTED
TESARO, Inc.
TSRO
– –
-3,329
Closed -$466K
GSHTU
364
DELISTED
Gores Holdings II, Inc. Units
GSHTU
– –
-25,751
Closed -$269K
ILG
365
PUT
DELISTED
ILG, Inc Common Stock
ILG
– –
-100,000
Closed -$2.75M
FNTEU
366
DELISTED
FinTech Acquisition Corp. II Unit
FNTEU
– –
-16,101
Closed -$167K
TWX
367
CALL
DELISTED
Time Warner Inc
TWX
– –
-34,600
Closed -$3.51M
TWX
368
PUT
DELISTED
Time Warner Inc
TWX
– –
-70,300
Closed -$7.13M
MON
369
CALL
DELISTED
Monsanto Co
MON
– –
-22,500
Closed -$2.66M
MON
370
PUT
DELISTED
Monsanto Co
MON
– –
-227,600
Closed -$26.9M
AVXS
371
CALL
DELISTED
AveXis, Inc. Common Stock
AVXS
– –
-17,100
Closed -$1.41M
DYN
372
CALL
DELISTED
Dynegy, Inc.
DYN
– –
-9,500
Closed -$79K
DYN
373
DELISTED
Dynegy, Inc.
DYN
– –
-1,000
Closed -$8K
STRP
374
CALL
DELISTED
Straight Path Communications Inc.
STRP
– –
-42,900
Closed -$7.71M
STRP
375
PUT
DELISTED
Straight Path Communications Inc.
STRP
– –
-23,800
Closed -$4.28M
13 14
15
16 17

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Inc held 427 positions worth $2.83B, up 53% from $1.85B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Cowen Inc deployed $786M of net new capital in Q3 2017, opening 118 new positions and adding to 44 existing holdings. Its largest new stake was Kite Pharma, Inc.: 4,200,600 shares worth $755M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, up from 4.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Brocade Communications Systems, Inc. NEW, an estimated $140M trimmed.

  • Cowen Inc's largest Q3 2017 buy was Kite Pharma, Inc.: 4,200,600 shares worth $755M.
  • Cowen Inc added most to Time Warner Inc in Q3 2017, an estimated $230M increase.
  • Cowen Inc's biggest Q3 2017 reduction was Brocade Communications Systems, Inc. NEW, cutting an estimated $140M.
  • Cowen Inc fully exited Mobileye N.V. in Q3 2017, selling an estimated $210M.
  • Cowen Inc's ten largest holdings make up 70% of its $2.83B portfolio in Q3 2017.
  • Cowen Inc opened 118 new positions and closed 202 in Q3 2017.
  • Cowen Inc's portfolio value rose 53% quarter-over-quarter to $2.83B.

Based on Cowen Inc's 13F filing for Q3 2017, filed 14 Nov 2017.