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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$296M
Cap. Flow
-$347M
Cap. Flow %
-25.26%
Top 10 Hldgs %
45.03%
Holding
399
New
155
Increased
43
Reduced
65
Closed
104

Top Buys

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$83.6M
2
SNDK
SANDISK CORP
SNDK
+$47.9M
3
AGN
Allergan plc
AGN
+$38.7M
4
SYA
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
+$38.3M
5
HPY
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
+$18.6M

Top Sells

Rank Stock Value
1
CI icon
Cigna
CI
+$97.3M
2
CB
CHUBB CORPORATION
CB
+$77.2M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$40.4M
4
ALTR
Altera Corp
ALTR
+$34M
5
HUM icon
Humana
HUM
+$32.8M

Sector Composition

Rank Sector Weight
1 Industrials 11.09%
2 Healthcare 9.25%
3 Technology 8.98%
4 Financials 4.97%
5 Consumer Discretionary 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBL
351
CALL
DELISTED
Noble Energy, Inc.
NBL
– –
-54,000
Closed -$1.62M
NBL
352
PUT
DELISTED
Noble Energy, Inc.
NBL
– –
-100
Closed -$3K
GNC
353
CALL
DELISTED
GNC Holdings, Inc.
GNC
– –
-75,400
Closed -$3.05M
GNC
354
DELISTED
GNC Holdings, Inc.
GNC
– –
-67,312
Closed -$2.72M
BID
355
DELISTED
Sotheby's
BID
– –
-166,708
Closed -$5.33M
ARRY
356
DELISTED
Array Biopharma Inc
ARRY
– –
-53,500
Closed -$244K
ARRY
357
PUT
DELISTED
Array Biopharma Inc
ARRY
– –
-60,600
Closed -$277K
WFT
358
DELISTED
Weatherford International plc
WFT
– –
-48,500
Closed -$411K
WFT
359
PUT
DELISTED
Weatherford International plc
WFT
– –
-60,000
Closed -$509K
ARRS
360
CALL
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-162,600
Closed -$4.22M
DNB
361
DELISTED
Dun & Bradstreet
DNB
– –
-2,600
Closed -$273K
P
362
CALL
DELISTED
Pandora Media Inc
P
– –
-50,000
Closed -$1.07M
AET
363
CALL
DELISTED
Aetna Inc
AET
– –
-154,800
Closed -$16.9M
JUNO
364
CALL
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-27,500
Closed -$1.12M
YHOO
365
CALL
DELISTED
Yahoo Inc
YHOO
– –
-145,100
Closed -$4.2M
MEG
366
CALL
DELISTED
Media General, Inc
MEG
– –
-87,500
Closed -$1.22M
LGF
367
DELISTED
Lions Gate Entertainment
LGF
– –
-10,400
Closed -$383K
SGYPW
368
DELISTED
Synergy Pharmaceuticals, Inc. - Warrants
SGYPW
– –
-82,959
Closed -$73K
RLJE
369
DELISTED
RLJ Entertainment, Inc.
RLJE
– –
-4,501
Closed -$7K
BXLT
370
CALL
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-429,900
Closed -$13.5M
ACG
371
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-12,700
Closed -$100K
BTU
372
CALL
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-5,000
Closed -$1.55M
NPBC
373
DELISTED
NATL PENN BANCSHARES INC
NPBC
– –
-215,239
Closed -$2.53M
SFG
374
DELISTED
STANCORP FINL GRP
SFG
– –
-254,965
Closed -$29.1M
SLH
375
CALL
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
– –
-427,900
Closed -$23.1M
12 13 14
15
16

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Cowen Inc's Q4 2015 Portfolio in Review

As of Q4 2015, Cowen Inc held 399 positions worth $1.37B, down 18% from $1.67B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Inc withdrew a net $347M in Q4 2015, closing 104 positions and reducing 65 holdings. Its most notable exit was VelocityShares Daily Inverse VIX Short Term ETN, an estimated $40.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, up from 9.6% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen Inc opened a new position in SANDISK CORP worth $49.7M.

  • Cowen Inc's largest Q4 2015 buy was SANDISK CORP: 654,587 shares worth $49.7M.
  • Cowen Inc added most to EMC CORPORATION in Q4 2015, an estimated $83.6M increase.
  • Cowen Inc's biggest Q4 2015 reduction was Cigna, cutting an estimated $97.3M.
  • Cowen Inc fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q4 2015, selling an estimated $40.4M.
  • Cowen Inc's ten largest holdings make up 45% of its $1.37B portfolio in Q4 2015.
  • Cowen Inc opened 155 new positions and closed 104 in Q4 2015.
  • Cowen Inc's portfolio value fell 18% quarter-over-quarter to $1.37B.

Based on Cowen Inc's 13F filing for Q4 2015, filed 9 Feb 2016.