CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNR
326
DELISTED
Denbury Resources, Inc.
DNR
– –
-148,967
NEBUW
327
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– –
-133,863
CHR icon
328
Cheer Holding
CHR
$2.87M
– –
-10
CI icon
329
Cigna
CI
$74.6B
– –
0
COHR icon
330
Coherent
COHR
$61.8B
– –
0
VISN
331
Vistance Networks Inc
VISN
$2.69B
– –
-105,581
CWH icon
332
Camping World
CWH
$493M
– –
-37,400
DELL icon
333
Dell
DELL
$137B
– –
-71,028
DGX icon
334
Quest Diagnostics
DGX
$21.3B
– –
0
MINT icon
335
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$15.4B
– –
-41,877
MPC icon
336
Marathon Petroleum
MPC
$72.5B
– –
-5,500
MUFG icon
337
Mitsubishi UFJ Financial
MUFG
$200B
– –
-2,835,243
TSM icon
338
TSMC
TSM
$2.06T
– –
0
ZBH icon
339
Zimmer Biomet
ZBH
$16B
– –
0
PDCO
340
DELISTED
Patterson Companies, Inc.
PDCO
– –
-12,000
BIG
341
DELISTED
Big Lots, Inc.
BIG
– –
-75,600
SPWR
342
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-305,400
FSR
343
DELISTED
Fisker Inc.
FSR
– –
-647,758
KLR
344
DELISTED
Kaleyra, Inc.
KLR
– –
-45,211
APTX
345
DELISTED
Aptinyx Inc. Common Stock
APTX
– –
-20,998
FRC
346
DELISTED
First Republic Bank
FRC
– –
0
QTT
347
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
– –
0
TEN
348
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-37,500
NBEV
349
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
0
TPCO
350
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-30,695
12 13
14
15 16