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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$1.26B
Cap. Flow
-$590M
Cap. Flow %
-53.94%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
DBX icon
Dropbox
DBX
+$454M
2
XL
XL Group Ltd.
XL
+$101M
3
ANDV
Andeavor
ANDV
+$60.9M
4
DCT
DCT Industrial Trust Inc.
DCT
+$59.7M
5
SHPG
Shire pic
SHPG
+$53.2M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Miscellaneous 14.58%
3 Industrials 12.51%
4 Healthcare 11.88%
5 Financials 11.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
326
CALL
Johnson & Johnson
JNJ
$644B
$68K 0.01%
4,200
-1,800
-30% -$239K
WBD icon
327
CALL
Warner Bros
WBD
$70.3B
$68K 0.01%
15,000
– –
FPAC.WS
328
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$68K 0.01%
41,207
+21,507
+109% +$34.8K
TTWO icon
329
PUT
Take-Two Interactive
TTWO
$39.6B
$67K 0.01%
+34,800
New +$4.44M
META icon
330
PUT
Meta Platforms (Facebook)
META
$1.71T
$66K 0.01%
3,300
-10,200
-76% -$1.85M
TGT icon
331
CALL
Target
TGT
$70.1B
$66K 0.01%
5,600
-400
-7% -$33.3K
GOOGL icon
332
CALL
Alphabet (Google) Class A
GOOGL
$4.22T
$65K 0.01%
10,000
+4,000
+67% +$242K
GLACR
333
DELISTED
Greenland Acquisition Corporation Right
GLACR
$64K 0.01%
+178,856
New +$66.6K
CSCO icon
334
CALL
Cisco
CSCO
$434B
$63K 0.01%
12,800
+5,900
+86% +$265K
GPRO icon
335
PUT
GoPro
GPRO
$272M
$63K 0.01%
110,000
+43,500
+65% +$278K
MSFT icon
336
CALL
Microsoft
MSFT
$3.69T
$62K 0.01%
3,500
+100
+3% +$10.8K
WMT icon
337
CALL
Walmart Inc
WMT
$858B
$62K 0.01%
21,900
-7,500
-26% -$229K
HCCHW
338
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$62K 0.01%
+171,295
New +$72.2K
GEN icon
339
PUT
Gen Digital
GEN
$18.7B
$61K 0.01%
+19,100
New +$389K
PBR icon
340
CALL
Petrobras
PBR
$140B
$61K 0.01%
45,000
– –
WMT icon
341
PUT
Walmart Inc
WMT
$858B
$61K 0.01%
23,100
+2,100
+10% +$64.2K
S
342
PUT
DELISTED
Sprint Corporation
S
$61K 0.01%
93,500
+1,000
+1% +$5.94K
PG icon
343
PUT
Procter & Gamble
PG
$341B
$58K 0.01%
10,000
-200
-2% -$16.4K
DLTR icon
344
CALL
Dollar Tree
DLTR
$21.2B
$57K 0.01%
+126,800
New +$11.1M
TKKSW
345
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$56K 0.01%
+233,180
New +$57K
MMDMR
346
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$56K 0.01%
+119,724
New +$58.7K
IMXIW
347
DELISTED
International Money Expresss, Inc. Warrant
IMXIW
$56K 0.01%
+23,871
New +$40.3K
BHVN
348
CALL
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$56K 0.01%
+15,000
New +$552K
ABT icon
349
CALL
Abbott
ABT
$177B
$53K ﹤0.01%
+5,900
New +$387K
CME icon
350
PUT
CME Group
CME
$98.9B
$53K ﹤0.01%
85,600
-34,400
-29% -$5.79M
12 13
14
15 16

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, down 54% from $2.36B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc withdrew a net $590M in Q3 2018, closing 218 positions and reducing 134 holdings. Its most notable exit was Dropbox, an estimated $454M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 26% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Cowen Inc opened a new position in CA, Inc. worth $45.2M.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited Dropbox in Q3 2018, selling an estimated $454M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value fell 54% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.