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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+8.85%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.41B
AUM Growth
+$718M
Cap. Flow
+$656M
Cap. Flow %
27.24%
Top 10 Hldgs %
53.37%
Holding
348
New
118
Increased
54
Reduced
63
Closed
104

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$225M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$130M
3
LVLT
Level 3 Communications Inc
LVLT
+$86M
4
SE
Spectra Energy Corp Wi
SE
+$82.7M
5
TWX
Time Warner Inc
TWX
+$60.6M

Top Sells

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$227M
2
SYT
Syngenta Ag
SYT
+$118M
3
STJ
St Jude Medical
STJ
+$86.3M
4
YHOO
Yahoo Inc
YHOO
+$79.4M
5
ACAS
American Capital Ltd
ACAS
+$29.5M

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Industrials 8.11%
3 Healthcare 4.73%
4 Communication Services 4.48%
5 Energy 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEG
326
DELISTED
Media General, Inc
MEG
– –
-892,782
Closed -$16.5M
NRF
327
PUT
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-194,000
Closed -$2.56M
TRTLW
328
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
– –
-128,122
Closed -$23K
LGF
329
CALL
DELISTED
Lions Gate Entertainment
LGF
– –
-355,000
Closed -$7.1M
IM
330
DELISTED
Ingram Micro
IM
– –
-696,996
Closed -$24.9M
SEMI
331
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-379,947
Closed -$4.33M
BLOX
332
DELISTED
Infoblox Inc
BLOX
– –
-40,734
Closed -$1.07M
GRSHU
333
DELISTED
Gores Holdings, Inc.
GRSHU
– –
-29,858
Closed -$367K
RAX
334
DELISTED
Rackspace Hosting Inc
RAX
– –
-437,322
Closed -$13.9M
GRSHW
335
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
– –
-442,530
Closed -$531K
CYNA
336
DELISTED
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
– –
-144,833
Closed -$5.83M
STRZA
337
DELISTED
Starz - Series A
STRZA
– –
-423,900
Closed -$13.2M
SHPG
338
DELISTED
Shire pic
SHPG
– –
-5,000
Closed -$969K
LNKD
339
CALL
DELISTED
LinkedIn Corporation
LNKD
– –
-4,500
Closed -$860K
LNKD
340
DELISTED
LinkedIn Corporation
LNKD
– –
-1,190,235
Closed -$227M
LXK
341
DELISTED
Lexmark Intl Inc
LXK
– –
-228,291
Closed -$9.12M
LXK
342
PUT
DELISTED
Lexmark Intl Inc
LXK
– –
-418,800
Closed -$16.7M
VG
343
DELISTED
Vonage Holdings Corporation
VG
– –
-270,000
Closed -$1.78M
VXX
344
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-1,875
Closed -$256K
AAN.A
345
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-45,440
Closed -$1.16M
10 11 12 13
14

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Cowen Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Inc held 348 positions worth $2.41B, up 43% from $1.69B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen Inc deployed $656M of net new capital in Q4 2016, opening 118 new positions and adding to 54 existing holdings. Its largest new stake was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was St Jude Medical, an estimated $86.3M trimmed.

  • Cowen Inc's largest Q4 2016 buy was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.
  • Cowen Inc added most to NXP Semiconductors in Q4 2016, an estimated $225M increase.
  • Cowen Inc's biggest Q4 2016 reduction was St Jude Medical, cutting an estimated $86.3M.
  • Cowen Inc fully exited LinkedIn Corporation in Q4 2016, selling an estimated $227M.
  • Cowen Inc's ten largest holdings make up 53% of its $2.41B portfolio in Q4 2016.
  • Cowen Inc opened 118 new positions and closed 104 in Q4 2016.
  • Cowen Inc's portfolio value rose 43% quarter-over-quarter to $2.41B.

Based on Cowen Inc's 13F filing for Q4 2016, filed 13 Feb 2017.