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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.34%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.69B
AUM Growth
+$85M
Cap. Flow
+$10.4M
Cap. Flow %
0.62%
Top 10 Hldgs %
60.49%
Holding
336
New
121
Increased
49
Reduced
41
Closed
105

Top Buys

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$175M
2
LLTC
Linear Technology Corp
LLTC
+$72.5M
3
YHOO
Yahoo Inc
YHOO
+$67.6M
4
STJ
St Jude Medical
STJ
+$67.5M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$25.6M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$197M
2
QLIK
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
+$97.3M
3
RAD
Rite Aid Corporation
RAD
+$29.8M
4
IM
Ingram Micro
IM
+$26.9M
5
SYT
Syngenta Ag
SYT
+$21.1M

Sector Composition

Rank Sector Weight
1 Communication Services 17.75%
2 Healthcare 13.91%
3 Technology 10.71%
4 Materials 7.83%
5 Energy 5.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAS
326
PUT
DELISTED
American Capital Ltd
ACAS
– –
-65,000
Closed -$1.03M
MDVN
327
PUT
DELISTED
MEDIVATION, INC.
MDVN
– –
-100,000
Closed -$6.03M
PLCM
328
DELISTED
POLYCOM INC
PLCM
– –
-1,473,563
Closed -$16.6M
QLIK
329
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-3,289,089
Closed -$97.3M
DWRE
330
CALL
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-250,000
Closed -$18.7M
TIVO
331
DELISTED
TIVO INC
TIVO
– –
-1,270,032
Closed -$12.6M
VXX
332
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-6,938
Closed -$1.53M
GCVRZ
333
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-33,334
Closed -$8K
DDC
334
DELISTED
Dominion Diamond Corporation
DDC
– –
-67,379
Closed -$596K
10 11 12 13
14

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Cowen Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Cowen Inc held 336 positions worth $1.69B, up 5.3% from $1.6B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Cowen Inc's Q3 2016 filing shows 121 new, 49 increased, 41 reduced and 105 closed positions. Its largest new stake was Linear Technology Corp: 1,293,565 shares worth $76.7M. The largest sale was EMC CORPORATION, an estimated $197M.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Technology.

  • Cowen Inc's largest Q3 2016 buy was Linear Technology Corp: 1,293,565 shares worth $76.7M.
  • Cowen Inc added most to LinkedIn Corporation in Q3 2016, an estimated $175M increase.
  • Cowen Inc's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $29.8M.
  • Cowen Inc fully exited EMC CORPORATION in Q3 2016, selling an estimated $197M.
  • Cowen Inc's ten largest holdings make up 60% of its $1.69B portfolio in Q3 2016.
  • Cowen Inc opened 121 new positions and closed 105 in Q3 2016.
  • Cowen Inc's portfolio value rose 5.3% quarter-over-quarter to $1.69B.

Based on Cowen Inc's 13F filing for Q3 2016, filed 14 Nov 2016.