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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
326
Thermo Fisher Scientific
TMO
$211B
– –
-33,733
Closed -$3.98M
TRN icon
327
Trinity Industries
TRN
$2.68B
– –
-24,933
Closed -$785K
TT icon
328
CALL
Trane Technologies
TT
$101B
– –
-73,400
Closed -$849K
VHC icon
329
CALL
VirnetX Holding Corp
VHC
$52.8M
– –
-1,850
Closed -$651K
VTRS icon
330
CALL
Viatris
VTRS
$20.4B
– –
-62,600
Closed -$3.23M
VZ icon
331
CALL
Verizon
VZ
$190B
– –
-270,700
Closed -$13.2M
WEN icon
332
Wendy's
WEN
$1.39B
– –
-465,751
Closed -$3.97M
VIRX
333
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
– –
-206
Closed -$282K
CHS
334
DELISTED
Chicos FAS, Inc.
CHS
– –
-110,274
Closed -$1.74M
RAD
335
CALL
DELISTED
Rite Aid Corporation
RAD
– –
-1,250
Closed -$179K
ACGN
336
DELISTED
Aceragen Inc
ACGN
– –
-74
Closed -$29K
ATRS
337
DELISTED
Antares Pharma, Inc.
ATRS
– –
-15,000
Closed -$40K
NUAN
338
CALL
DELISTED
Nuance Communications, Inc.
NUAN
– –
-57,750
Closed -$939K
LORL
339
CALL
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-32,100
Closed -$2.33M
LORL
340
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-57,250
Closed -$4.21M
EIGI
341
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-12,500
Closed -$191K
MNK
342
CALL
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-68,800
Closed -$5.5M
NE
343
CALL
DELISTED
Noble Corporation
NE
– –
-232,232
Closed -$6.81M
TTPH
344
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-920
Closed -$248K
S
345
CALL
DELISTED
Sprint Corporation
S
– –
-200,000
Closed -$1.71M
BKS
346
CALL
DELISTED
Barnes & Noble
BKS
– –
-146,496
Closed -$2.19M
AHL
347
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-99,411
Closed -$4.51M
CYHHZ
348
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-25,000
Closed -$2K
SIR
349
DELISTED
SELECT INCOME REIT
SIR
– –
-39,813
Closed -$519K
COL
350
DELISTED
Rockwell Collins
COL
– –
-50,394
Closed -$3.94M
12 13
14
15 16

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CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.