CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZAYO
301
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-145,619
VIAB
302
DELISTED
Viacom Inc. Class B
VIAB
– –
-39,993
TBRGU
303
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-257,049
MBFI
304
DELISTED
MB Financial Corp
MBFI
– –
-64,247
EAGLW
305
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
– –
-275,903
P
306
DELISTED
Pandora Media Inc
P
– –
-693,473
TRCO
307
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
0
NAVG
308
DELISTED
Navigators Group Inc
NAVG
– –
-35,409
HD icon
309
Home Depot
HD
$340B
– –
-2,291
ACA icon
310
Arcosa
ACA
$5.16B
– –
-12,000
ACB
311
Aurora Cannabis
ACB
$200M
– –
0
ADBE icon
312
Adobe
ADBE
$104B
– –
-41,219
ADI icon
313
Analog Devices
ADI
$153B
– –
-29,362
AGAE icon
314
Allied Gaming & Entertainment
AGAE
$11M
– –
-12,708
AGIO icon
315
Agios Pharmaceuticals
AGIO
$1.69B
– –
0
AMBA icon
316
Ambarella
AMBA
$2.27B
– –
-29,357
AMPY icon
317
Amplify Energy
AMPY
$255M
– –
-11,173
ATRA icon
318
Atara Biotherapeutics
ATRA
$37.7M
– –
0
AVA icon
319
Avista
AVA
$3.27B
– –
-19,513
AXDX
320
DELISTED
Accelerate Diagnostics
AXDX
– –
-2,296
AXSM icon
321
Axsome Therapeutics
AXSM
$8.24B
– –
0
BAC icon
322
Bank of America
BAC
$339B
– –
-657,597
BFH icon
323
Bread Financial
BFH
$3.1B
– –
0
BIOX icon
324
Bioceres Crop Solutions
BIOX
$26.3M
– –
-51,000
BPT
325
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
0
11 12
13
14 15