CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZGNX
301
DELISTED
Zogenix, Inc.
ZGNX
– –
-6,000
ATVI
302
DELISTED
Activision Blizzard
ATVI
– –
0
HIBB
303
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-107,500
ALACU
304
DELISTED
Alberton Acquisition Corp Unit
ALACU
– –
-103,851
NIHD
305
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-25,000
TRCO
306
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
0
NAVG
307
DELISTED
Navigators Group Inc
NAVG
– –
-35,409
VLP
308
DELISTED
Valero Energy Partners LP
VLP
– –
-242,115
SHPG
309
DELISTED
Shire pic
SHPG
– –
-513,656
DDMXU
310
DELISTED
DD3 Acquisition Corp. Units
DDMXU
– –
-198,222
ACA icon
311
Arcosa
ACA
$5.29B
– –
-12,000
ACB
312
Aurora Cannabis
ACB
$258M
– –
0
ADBE icon
313
Adobe
ADBE
$136B
– –
-41,219
ADI icon
314
Analog Devices
ADI
$134B
– –
-29,362
AGAE icon
315
Allied Gaming & Entertainment
AGAE
$14.4M
– –
-12,708
AGIO icon
316
Agios Pharmaceuticals
AGIO
$1.61B
– –
0
AMBA icon
317
Ambarella
AMBA
$2.98B
– –
-29,357
AMPY icon
318
Amplify Energy
AMPY
$234M
– –
-11,173
ATRA icon
319
Atara Biotherapeutics
ATRA
$89.6M
– –
0
AVA icon
320
Avista
AVA
$3.18B
– –
-19,513
AXDX
321
DELISTED
Accelerate Diagnostics
AXDX
– –
-2,296
AXSM icon
322
Axsome Therapeutics
AXSM
$7.44B
– –
0
BAC icon
323
Bank of America
BAC
$394B
– –
-657,597
BFH icon
324
Bread Financial
BFH
$3.26B
– –
0
BIOX icon
325
Bioceres Crop Solutions
BIOX
$101M
– –
-51,000
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13
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