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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$191M
Cap. Flow
+$18.2M
Cap. Flow %
2.01%
Top 10 Hldgs %
37.02%
Holding
645
New
145
Increased
90
Reduced
76
Closed
324

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$77.3M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$46.6M
3
RHT
Red Hat Inc
RHT
+$45.1M
4
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
+$43.6M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$25.3M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$78.7M
2
AET
Aetna Inc
AET
+$58.5M
3
CA
CA, Inc.
CA
+$45.2M
4
ORBK
Orbotech Ltd
ORBK
+$30.1M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$27.1M

Sector Composition

Rank Sector Weight
1 Communication Services 21.78%
2 Healthcare 19.9%
3 Financials 10.16%
4 Technology 8.56%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKEW
301
DELISTED
Daseke, Inc. Warrant
DSKEW
$11K ﹤0.01%
71,500
-26,452
-27% -$10.5K
VTIQW
302
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$11K ﹤0.01%
25,000
-23,639
-49% -$12K
BCACW
303
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$11K ﹤0.01%
65,786
-103,003
-61% -$44.3K
IPOA.WS
304
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$10K ﹤0.01%
14,500
-153,421
-91% -$130K
LTN.RT
305
DELISTED
Union Acquisition Corp.
LTN.RT
$10K ﹤0.01%
+25,000
New +$9.57K
LTN.WS
306
DELISTED
Union Acquisition Corp.
LTN.WS
$9K ﹤0.01%
36,961
-7,948
-18% -$2.59K
PZZA icon
307
CALL
Papa John's
PZZA
$984M
$8K ﹤0.01%
+25,000
New +$1.26M
MMDMW
308
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$8K ﹤0.01%
29,212
-1,150
-4% -$446
VISN
309
CALL
Vistance Networks Inc
VISN
$2.65B
$6K ﹤0.01%
40,000
-110,000
-73% -$2.33M
TOTAW
310
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$5K ﹤0.01%
+45,100
New +$9.54K
TKKSW
311
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$5K ﹤0.01%
30,000
-203,180
-87% -$40.5K
TLRY icon
312
CALL
Tilray
TLRY
$618M
$4K ﹤0.01%
720
-3,180
-82% -$3.49M
BRPAR
313
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$4K ﹤0.01%
+10,000
New +$3.93K
HK.WS
314
DELISTED
Halcon Resources Corporation
HK.WS
$4K ﹤0.01%
140,099
-9,401
-6% -$654
TBRGW
315
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$4K ﹤0.01%
+10,410
New +$4.46K
AAPL icon
316
PUT
Apple
AAPL
$4.54T
– –
-120,000
Closed -$9K
ABT icon
317
CALL
Abbott
ABT
$183B
– –
-5,900
Closed -$53K
ABT icon
318
PUT
Abbott
ABT
$183B
– –
-10,600
Closed -$17K
ACEL icon
319
Accel Entertainment
ACEL
$978M
– –
-45,151
Closed -$455K
ADBE icon
320
PUT
Adobe
ADBE
$99.5B
– –
-23,200
Closed -$74K
ADI icon
321
PUT
Analog Devices
ADI
$179B
– –
-50,000
Closed -$49K
ADNT icon
322
PUT
Adient
ADNT
$1.65B
– –
-10,000
Closed -$42K
ADVM
323
DELISTED
Adverum Biotechnologies
ADVM
– –
-15,000
Closed -$908K
ALDX icon
324
CALL
Aldeyra Therapeutics
ALDX
$92.9M
– –
-14,600
Closed -$8K
ALDX icon
325
Aldeyra Therapeutics
ALDX
$92.9M
– –
-43,500
Closed -$600K
11 12
13
14 15

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LIC
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KPAG
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Cowen Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Cowen Inc held 645 positions worth $903M, down 17% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Inc's Q4 2018 filing shows 145 new, 90 increased, 76 reduced and 324 closed positions. Its largest new stake was Red Hat Inc: 284,331 shares worth $49.9M. The largest sale was Rockwell Collins, an estimated $78.7M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • Cowen Inc's largest Q4 2018 buy was Red Hat Inc: 284,331 shares worth $49.9M.
  • Cowen Inc added most to Shire pic in Q4 2018, an estimated $77.3M increase.
  • Cowen Inc's biggest Q4 2018 reduction was Orbotech Ltd, cutting an estimated $30.1M.
  • Cowen Inc fully exited Rockwell Collins in Q4 2018, selling an estimated $78.7M.
  • Cowen Inc's ten largest holdings make up 37% of its $903M portfolio in Q4 2018.
  • Cowen Inc opened 145 new positions and closed 324 in Q4 2018.
  • Cowen Inc's portfolio value fell 17% quarter-over-quarter to $903M.

Based on Cowen Inc's 13F filing for Q4 2018, filed 14 Feb 2019.