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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
+$510M
Cap. Flow %
46.63%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$53.2M
2
NXPI icon
NXP Semiconductors
NXPI
+$34.4M
3
EVHC
Envision Healthcare Holdings Inc
EVHC
+$34.1M
4
EA icon
Electronic Arts
EA
+$15.8M
5
STC icon
Stewart Information Services
STC
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 17.02%
2 Healthcare 11.87%
3 Financials 11.07%
4 Communication Services 9.37%
5 Industrials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPRO icon
301
CALL
GoPro
GPRO
$130M
$99K 0.01%
+113,300
New +$724K
STNL
302
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$99K 0.01%
+10,100
New +$99.4K
PM icon
303
Philip Morris
PM
$297B
$98K 0.01%
1,200
-600
-33% -$49.3K
TEL icon
304
PUT
TE Connectivity
TEL
$59.6B
$95K 0.01%
+35,000
New +$3.22M
XLNX
305
CALL
DELISTED
Xilinx Inc
XLNX
$95K 0.01%
+75,000
New +$5.49M
PM icon
306
PUT
Philip Morris
PM
$297B
$94K 0.01%
7,900
+800
+11% +$65.7K
TMUS icon
307
PUT
T-Mobile US
TMUS
$185B
$94K 0.01%
+125,000
New +$8.03M
OXY icon
308
Occidental Petroleum
OXY
$56.8B
$90K 0.01%
+1,100
New +$88.9K
AMPY icon
309
Amplify Energy
AMPY
$161M
$89K 0.01%
10,006
-9,994
-50% -$118K
LGC.WS
310
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$89K 0.01%
+199,014
New +$92.8K
BRACW
311
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$89K 0.01%
198,522
+78,041
+65% +$36.3K
BCACW
312
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$88K 0.01%
168,789
+141,787
+525% +$61.9K
HUNTW
313
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$86K 0.01%
287,500
-135,000
-32% -$56.1K
TSLA icon
314
CALL
Tesla
TSLA
$1.23T
$85K 0.01%
+525,000
New +$10.9M
AMBA icon
315
CALL
Ambarella
AMBA
$3.77B
$83K 0.01%
+75,000
New +$2.91M
TOTAR
316
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$82K 0.01%
+222,167
New +$85.3K
ESTRW
317
DELISTED
Estre Ambiental, Inc
ESTRW
$81K 0.01%
232,002
+15,524
+7% +$6.52K
DSKEW
318
DELISTED
Daseke, Inc. Warrant
DSKEW
$78K 0.01%
97,952
+23,434
+31% +$22.6K
CMG icon
319
PUT
Chipotle Mexican Grill
CMG
$47.2B
$75K 0.01%
175,000
+15,000
+9% +$143K
LCAHW
320
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$75K 0.01%
62,968
+37,890
+151% +$32.7K
ADBE icon
321
PUT
Adobe
ADBE
$99.5B
$74K 0.01%
+23,200
New +$5.98M
GEN icon
322
CALL
Gen Digital
GEN
$16.4B
$70K 0.01%
+24,300
New +$495K
MXIM
323
PUT
DELISTED
Maxim Integrated Products
MXIM
$70K 0.01%
+100,000
New +$6.03M
FOLD
324
DELISTED
Amicus Therapeutics
FOLD
$69K 0.01%
5,700
-18,800
-77% -$263K
HAL icon
325
PUT
Halliburton
HAL
$26.9B
$69K 0.01%
10,000
– –
11 12
13
14 15

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LC
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LIC
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CB
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HA
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KPAG
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Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, up 46,337% from $2.36M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc deployed $510M of net new capital in Q3 2018, opening 227 new positions and adding to 116 existing holdings. Its largest new stake was CA, Inc.: 1,024,715 shares worth $45.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shire pic, an estimated $53.2M trimmed.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited NXP Semiconductors in Q3 2018, selling an estimated $34.4M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value rose 46,337% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.