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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+8.85%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.41B
AUM Growth
+$718M
Cap. Flow
+$656M
Cap. Flow %
27.24%
Top 10 Hldgs %
53.37%
Holding
348
New
118
Increased
54
Reduced
63
Closed
104

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$225M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$130M
3
LVLT
Level 3 Communications Inc
LVLT
+$86M
4
SE
Spectra Energy Corp Wi
SE
+$82.7M
5
TWX
Time Warner Inc
TWX
+$60.6M

Top Sells

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$227M
2
SYT
Syngenta Ag
SYT
+$118M
3
STJ
St Jude Medical
STJ
+$86.3M
4
YHOO
Yahoo Inc
YHOO
+$79.4M
5
ACAS
American Capital Ltd
ACAS
+$29.5M

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Industrials 8.11%
3 Healthcare 4.73%
4 Communication Services 4.48%
5 Energy 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLCA
301
CALL
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-28,000
Closed -$1.3M
MARK
302
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
+2,222
New +$90.7K
ARAV
303
DELISTED
Aravive, Inc. Common Stock
ARAV
– –
-34,315
Closed -$2.52M
VMW
304
DELISTED
VMware, Inc
VMW
– –
-47,148
Closed -$3.46M
TWTR
305
DELISTED
Twitter, Inc.
TWTR
– –
-97,258
Closed -$2.24M
ALXN
306
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-6,000
Closed -$735K
TPCO
307
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-10,000
Closed -$169K
VIAB
308
DELISTED
Viacom Inc. Class B
VIAB
– –
-22,123
Closed -$843K
LINDW
309
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
– –
-100,986
Closed -$196K
LLL
310
DELISTED
L3 Technologies, Inc.
LLL
– –
-1,329
Closed -$200K
BEL
311
CALL
DELISTED
Belmond Ltd.
BEL
– –
-44,700
Closed -$568K
SCACU
312
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
– –
-23,832
Closed -$240K
NXTM
313
CALL
DELISTED
NxStage Medical Inc.
NXTM
– –
-20,000
Closed -$500K
IMPV
314
CALL
DELISTED
Imperva, Inc.
IMPV
– –
-340,400
Closed -$18.3M
IMPV
315
PUT
DELISTED
Imperva, Inc.
IMPV
– –
-291,700
Closed -$15.7M
JONE
316
DELISTED
Jones Energy, Inc.
JONE
– –
-1,442
Closed -$94K
EVHC
317
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-372,106
Closed -$24.8M
ELECW
318
DELISTED
Electrum Special Acquisition Corporation
ELECW
– –
-13,500
Closed -$3K
BSFT
319
DELISTED
BroadSoft, Inc.
BSFT
– –
-17,500
Closed -$815K
SYT
320
DELISTED
Syngenta Ag
SYT
– –
-1,350,661
Closed -$118M
GPIAW
321
DELISTED
GP Investments Acquisition Corp
GPIAW
– –
-165,255
Closed -$105K
KITE
322
PUT
DELISTED
Kite Pharma, Inc.
KITE
– –
-30,000
Closed -$1.68M
DD
323
PUT
DELISTED
Du Pont De Nemours E I
DD
– –
-81,500
Closed -$5.46M
CLAC
324
DELISTED
Capitol Acquisition Corp. III
CLAC
– –
-20,586
Closed -$203K
VAL
325
PUT
DELISTED
Valspar
VAL
– –
-76,700
Closed -$8.14M
10 11 12
13
14

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CAM
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LC
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LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
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Cowen Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Inc held 348 positions worth $2.41B, up 43% from $1.69B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen Inc deployed $656M of net new capital in Q4 2016, opening 118 new positions and adding to 54 existing holdings. Its largest new stake was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was St Jude Medical, an estimated $86.3M trimmed.

  • Cowen Inc's largest Q4 2016 buy was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.
  • Cowen Inc added most to NXP Semiconductors in Q4 2016, an estimated $225M increase.
  • Cowen Inc's biggest Q4 2016 reduction was St Jude Medical, cutting an estimated $86.3M.
  • Cowen Inc fully exited LinkedIn Corporation in Q4 2016, selling an estimated $227M.
  • Cowen Inc's ten largest holdings make up 53% of its $2.41B portfolio in Q4 2016.
  • Cowen Inc opened 118 new positions and closed 104 in Q4 2016.
  • Cowen Inc's portfolio value rose 43% quarter-over-quarter to $2.41B.

Based on Cowen Inc's 13F filing for Q4 2016, filed 13 Feb 2017.