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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.34%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.69B
AUM Growth
+$85M
Cap. Flow
+$10.4M
Cap. Flow %
0.62%
Top 10 Hldgs %
60.49%
Holding
336
New
121
Increased
49
Reduced
41
Closed
105

Top Buys

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$175M
2
LLTC
Linear Technology Corp
LLTC
+$72.5M
3
YHOO
Yahoo Inc
YHOO
+$67.6M
4
STJ
St Jude Medical
STJ
+$67.5M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$25.6M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$197M
2
QLIK
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
+$97.3M
3
RAD
Rite Aid Corporation
RAD
+$29.8M
4
IM
Ingram Micro
IM
+$26.9M
5
SYT
Syngenta Ag
SYT
+$21.1M

Sector Composition

Rank Sector Weight
1 Communication Services 17.75%
2 Healthcare 13.91%
3 Technology 10.71%
4 Materials 7.83%
5 Energy 5.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVO
301
DELISTED
Cenevo, Inc.
CVO
– –
-10,438
Closed -$68K
ALR
302
DELISTED
Alere Inc
ALR
– –
-27,400
Closed -$1.14M
ALR
303
PUT
DELISTED
Alere Inc
ALR
– –
-47,700
Closed -$1.99M
AF
304
DELISTED
Astoria Financial Corporation
AF
– –
-495,700
Closed -$7.6M
DD
305
DELISTED
Du Pont De Nemours E I
DD
– –
-50,518
Closed -$3.43M
WFM
306
DELISTED
Whole Foods Market Inc
WFM
– –
-59,101
Closed -$1.89M
BHI
307
DELISTED
Baker Hughes
BHI
– –
-69,320
Closed -$3.13M
KLREU
308
DELISTED
KLR Energy Acquisition Corp.
KLREU
– –
-27,100
Closed -$275K
LGF
309
DELISTED
Lions Gate Entertainment
LGF
– –
-16,000
Closed -$328K
CVT
310
PUT
DELISTED
CVENT, INC.
CVT
– –
-150,000
Closed -$5.36M
RSTI
311
DELISTED
Rofin-Sinar Technologies Inc
RSTI
– –
-11,697
Closed -$374K
ITC
312
DELISTED
ITC HOLDINGS CORP
ITC
– –
-127,986
Closed -$5.99M
EMC
313
DELISTED
EMC CORPORATION
EMC
– –
-7,268,303
Closed -$197M
AXLL
314
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-434,969
Closed -$14.2M
AXLL
315
PUT
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-168,900
Closed -$5.51M
DWA
316
CALL
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-53,900
Closed -$2.2M
MESG
317
DELISTED
XURA INC COM (DE)
MESG
– –
-302,570
Closed -$7.39M
FUR
318
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-40,000
Closed -$352K
CPXX
319
CALL
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-300,000
Closed -$9.05M
CPXX
320
PUT
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-211,800
Closed -$6.39M
CYTR
321
DELISTED
CytRx Corp
CYTR
– –
-53,572
Closed –
CAVM
322
CALL
DELISTED
Cavium, Inc.
CAVM
– –
-100,000
Closed -$3.86M
EACQ
323
DELISTED
Easterly Acquisition Corp
EACQ
– –
-49,000
Closed -$480K
IMUC
324
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-5,648
Closed –
SPLS
325
CALL
DELISTED
Staples Inc
SPLS
– –
-152,300
Closed -$1.31M
10 11 12
13
14

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Cowen Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Cowen Inc held 336 positions worth $1.69B, up 5.3% from $1.6B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Cowen Inc's Q3 2016 filing shows 121 new, 49 increased, 41 reduced and 105 closed positions. Its largest new stake was Linear Technology Corp: 1,293,565 shares worth $76.7M. The largest sale was EMC CORPORATION, an estimated $197M.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Technology.

  • Cowen Inc's largest Q3 2016 buy was Linear Technology Corp: 1,293,565 shares worth $76.7M.
  • Cowen Inc added most to LinkedIn Corporation in Q3 2016, an estimated $175M increase.
  • Cowen Inc's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $29.8M.
  • Cowen Inc fully exited EMC CORPORATION in Q3 2016, selling an estimated $197M.
  • Cowen Inc's ten largest holdings make up 60% of its $1.69B portfolio in Q3 2016.
  • Cowen Inc opened 121 new positions and closed 105 in Q3 2016.
  • Cowen Inc's portfolio value rose 5.3% quarter-over-quarter to $1.69B.

Based on Cowen Inc's 13F filing for Q3 2016, filed 14 Nov 2016.