CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Return 56.08%
This Quarter Return
+9.24%
1 Year Return
+56.08%
3 Year Return
+159.45%
5 Year Return
+281.94%
10 Year Return
–
AUM
$936M
AUM Growth
+$177M
Cap. Flow
+$165M
Cap. Flow %
17.66%
Top 10 Hldgs %
51.39%
Holding
335
New
58
Increased
63
Reduced
49
Closed
104

Top Buys

1
CFN
CAREFUSION CORPORATION
CFN
$74.1M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$70.1M
3
AGN
ALLERGAN INC
AGN
$58.9M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$52.1M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
$36.2M

Top Sells

1
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$48.6M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
$46.4M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
$41M
4
THI
TIM HORTONS INC COM, CANADA
THI
$33M
5
CNQR
CONCUR TECHNOLOGIES INC
CNQR
$21.6M

Sector Composition

1 Healthcare 32.37%
2 Consumer Discretionary 13.98%
3 Technology 10.51%
4 Financials 7.34%
5 Communication Services 5.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ESRX
301
DELISTED
Express Scripts Holding Company
ESRX
– –
-5,000
Closed -$353K
ARII
302
DELISTED
American Railcar Industries, Inc.
ARII
– –
-11,350
Closed -$839K
PRKR
303
DELISTED
Parkervision Inc
PRKR
– –
-3,000
Closed -$34K
BWP
304
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-17,100
Closed -$320K
LVLT
305
DELISTED
Level 3 Communications Inc
LVLT
– –
0
– –
ALR
306
DELISTED
Alere Inc
ALR
– –
-17,300
Closed -$671K
BHI
307
DELISTED
Baker Hughes
BHI
– –
-65,488
Closed -$4.26M
OKS
308
DELISTED
Oneok Partners LP
OKS
– –
-16,815
Closed -$941K
HW
309
DELISTED
Headwaters Inc
HW
– –
-11,700
Closed -$147K
SWC
310
DELISTED
Stillwater Mining Co
SWC
– –
0
– –
IQNT
311
DELISTED
Inteliquent, Inc.
IQNT
– –
-11,400
Closed -$142K
TMH
312
DELISTED
Team Health Holdings Inc
TMH
– –
-750
Closed -$43K
OUTR
313
DELISTED
OUTERWALL INC
OUTR
– –
-9,000
Closed -$505K
SQNM
314
DELISTED
SEQUENOM INC NEW
SQNM
– –
-15,600
Closed -$46K
DWA
315
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
0
– –
REE
316
DELISTED
RARE ELEMENT RES LTD
REE
– –
-18,500
Closed -$12K
MDAS
317
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
– –
-206,846
Closed -$4.29M
NES
318
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
0
– –
GDP
319
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-10,000
Closed -$148K
PVA
320
DELISTED
PENN VIRGINIA CORP
PVA
– –
-133,040
Closed -$1.69M
DXM
321
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-10,200
Closed -$98K
WX
322
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– –
-17,500
Closed -$613K
HCBK
323
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-21,020
Closed -$204K
CMLP
324
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-39,624
Closed -$898K
ANN
325
DELISTED
ANN INC
ANN
– –
-13,448
Closed -$553K
10 11 12
13
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