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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
301
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-493,503
Closed -$13.2M
BSBR icon
302
Santander
BSBR
$42.7B
– –
-227,753
Closed -$1.51M
CACI icon
303
CACI
CACI
$10.5B
– –
-54,198
Closed -$3.81M
CCI icon
304
Crown Castle
CCI
$33.3B
– –
-50,997
Closed -$3.79M
EBAY icon
305
eBay
EBAY
$50.4B
– –
-66,409
Closed -$1.4M
EVC icon
306
Entravision Communication
EVC
$1.05B
– –
-10,800
Closed -$67K
GSM icon
307
FerroAtlántica
GSM
$587M
– –
-194,341
Closed -$4.04M
HAL icon
308
CALL
Halliburton
HAL
$26.8B
– –
-20,000
Closed -$1.42M
HALO icon
309
Halozyme
HALO
$9.77B
– –
-15,800
Closed -$156K
HEI icon
310
HEICO Corp
HEI
$49.5B
– –
-9,766
Closed -$208K
IRM icon
311
Iron Mountain
IRM
$37.3B
– –
-21,640
Closed -$709K
JNPR
312
DELISTED
Juniper Networks
JNPR
– –
-17,772
Closed -$436K
JNK icon
313
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
– –
-8,183
Closed -$1.02M
MDT icon
314
CALL
Medtronic
MDT
$108B
– –
-426,800
Closed -$27.2M
MFIC icon
315
MidCap Financial Investment
MFIC
$805M
– –
-4,433
Closed -$115K
OCSL icon
316
Oaktree Specialty Lending
OCSL
$1.04B
– –
-3,733
Closed -$110K
OIS icon
317
Oil States International
OIS
$480M
– –
-36,992
Closed -$2.37M
OVV icon
318
CALL
Ovintiv
OVV
$17.2B
– –
-10,760
Closed -$1.28M
PFE icon
319
CALL
Pfizer
PFE
$141B
– –
-276,991
Closed -$7.8M
PSEC icon
320
Prospect Capital
PSEC
$1.09B
– –
-11,000
Closed -$117K
QCOM icon
321
Qualcomm
QCOM
$158B
– –
-10,130
Closed -$802K
SPY icon
322
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$788B
– –
-17,500
Closed -$3.42M
T icon
323
AT&T
T
$158B
– –
-7,944
Closed -$211K
TCRT icon
324
Alaunos Therapeutics
TCRT
$4.59M
– –
-89
Closed -$54K
TKR icon
325
Timken Company
TKR
$9.55B
– –
-84,612
Closed -$4.11M
11 12
13
14 15

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CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.