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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$595M
AUM Growth
-$82.7M
Cap. Flow
-$109M
Cap. Flow %
-18.3%
Top 10 Hldgs %
41.11%
Holding
335
New
118
Increased
36
Reduced
41
Closed
120

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$16.1M
2
COWN
Cowen Inc. Class A Common Stock
COWN
+$10.4M
3
APD icon
Air Products & Chemicals
APD
+$4.87M
4
ASH icon
Ashland
ASH
+$3.97M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$3.52M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$97.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$42.3M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.1M
4
NYX
NYSE EURONEXT INC
NYX
+$17.4M
5
DELL
DELL INC
DELL
+$13.3M

Sector Composition

Rank Sector Weight
1 Technology 7.14%
2 Industrials 4.24%
3 Energy 3.98%
4 Communication Services 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIFE
301
PUT
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-60,000
Closed -$4.49M
HTSI
302
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
– –
-7,088
Closed -$349K
BLC
303
CALL
DELISTED
BELO CORP SER A
BLC
– –
-24,300
Closed -$333K
NVE
304
DELISTED
NV ENERGY, INC
NVE
– –
-247,180
Closed -$5.84M
ELN
305
CALL
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-26,200
Closed -$408K
ELN
306
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-720,018
Closed -$11.2M
MAKO
307
CALL
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-30,000
Closed -$885K
MAKO
308
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-88,727
Closed -$2.62M
MAKO
309
PUT
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-55,000
Closed -$1.62M
GCOM
310
DELISTED
GLOBECOMM SYSTEMS INC
GCOM
– –
-468,015
Closed -$6.56M
LCC
311
PUT
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-100,700
Closed -$1.91M
SHFL
312
DELISTED
SHFL ENTMT INC
SHFL
– –
-115,598
Closed -$2.65M
ACTV
313
DELISTED
Active Network Inc
ACTV
– –
-242,600
Closed -$3.47M
NYX
314
DELISTED
NYSE EURONEXT INC
NYX
– –
-414,314
Closed -$17.4M
DELL
315
CALL
DELISTED
DELL INC
DELL
– –
-86,600
Closed -$1.19M
DELL
316
DELISTED
DELL INC
DELL
– –
-965,600
Closed -$13.3M
BZ
317
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-100,000
Closed -$1.26M
OPTR
318
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-13,581
Closed -$171K
ASTX
319
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-628,972
Closed -$5.34M
RUE
320
DELISTED
RUE21 INC COM STK (DE)
RUE
– –
-1,000
Closed -$40K
RUE
321
PUT
DELISTED
RUE21 INC COM STK (DE)
RUE
– –
-50,700
Closed -$2.04M
FIRE
322
CALL
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-6,400
Closed -$486K
ONXX
323
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-242,500
Closed -$30.2M
ONXX
324
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-168,961
Closed -$21.1M
ONXX
325
PUT
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-8,900
Closed -$1.11M
10 11 12
13
14

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Cowen Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Cowen Inc held 335 positions worth $595M, down 12% from $678M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc withdrew a net $109M in Q4 2013, closing 120 positions and reducing 41 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $97.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, up from 2.2% a quarter earlier, followed by Industrials and Energy.

Against the trend, Cowen Inc opened a new position in Omnicom Group worth $17.4M.

  • Cowen Inc's largest Q4 2013 buy was Omnicom Group: 234,006 shares worth $17.4M.
  • Cowen Inc added most to Cowen Inc. Class A Common Stock in Q4 2013, an estimated $10.4M increase.
  • Cowen Inc's biggest Q4 2013 reduction was LENDER PROCESSING SERVICES INC, cutting an estimated $5.66M.
  • Cowen Inc fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2013, selling an estimated $97.4M.
  • Cowen Inc's ten largest holdings make up 41% of its $595M portfolio in Q4 2013.
  • Cowen Inc opened 118 new positions and closed 120 in Q4 2013.
  • Cowen Inc's portfolio value fell 12% quarter-over-quarter to $595M.

Based on Cowen Inc's 13F filing for Q4 2013, filed 13 Feb 2014.