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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$330M
Cap. Flow %
-48.71%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Healthcare 4.22%
2 Financials 3.79%
3 Energy 2.68%
4 Technology 2.21%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHN
301
DELISTED
Achillion Pharmaceuticals
ACHN
$0 ﹤0.01%
+100
New +$685
IDXG
302
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
– –
-346
Closed -$163K
SIFI
303
DELISTED
SI Financial Group, Inc. NEW MD
SIFI
– –
-14,500
Closed -$160K
BLMT
304
DELISTED
BSB Bancorp, Inc.
BLMT
– –
-12,000
Closed -$158K
ATHN
305
CALL
DELISTED
Athenahealth, Inc.
ATHN
– –
-8,300
Closed -$703K
NAUH
306
DELISTED
National American University Holdings, Inc.
NAUH
– –
-32,200
Closed -$120K
OCLR
307
DELISTED
Oclaro Inc.
OCLR
– –
-25,000
Closed -$30K
PRSS
308
DELISTED
CafePress Inc.
PRSS
– –
-13,600
Closed -$85K
ELON
309
DELISTED
Echelon Corp
ELON
– –
-9,300
Closed -$196K
MATR
310
DELISTED
Mattersight Corp.
MATR
– –
-16,700
Closed -$48K
RLOG
311
DELISTED
Rand Logistics, Inc.
RLOG
– –
-18,400
Closed -$97K
EXA
312
DELISTED
EXA Corporation
EXA
– –
-14,900
Closed -$153K
FALC
313
DELISTED
FalconStor Software Inc
FALC
– –
-111,300
Closed -$152K
VAL
314
CALL
DELISTED
Valspar
VAL
– –
-13,400
Closed -$867K
ADGE
315
DELISTED
American Dg Energy Inc
ADGE
– –
-20,514
Closed -$26K
WINT
316
DELISTED
Windtree Therapeutics Inc
WINT
– –
-4,729
Closed -$101K
MEET
317
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-62,700
Closed -$102K
AEGR
318
CALL
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-25,700
Closed -$1.63M
FES
319
DELISTED
Forbes Energy Services Ltd
FES
– –
-25,500
Closed -$103K
HNR
320
DELISTED
Harvest Natural Resources
HNR
– –
-15,925
Closed -$197K
LINE
321
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-13,000
Closed -$337K
MTSN
322
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-92,600
Closed -$203K
CBNJ
323
DELISTED
CAPE BANCORP, INC COM
CBNJ
– –
-15,200
Closed -$144K
RJET
324
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
– –
-61,997
Closed -$702K
ZINC
325
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-54,723
Closed -$701K
11 12
13
14 15

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CAM
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LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
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CW
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SIM
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $330M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.2% of assets, down from 6.4% a quarter earlier, followed by Financials and Energy.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.