CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELLI
276
DELISTED
Ellie Mae Inc
ELLI
– –
0
BEL
277
DELISTED
Belmond Ltd.
BEL
– –
0
VEACU
278
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
– –
-1,016,746
ARRS
279
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-912,146
TFCFA
280
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-64,367
TFCF
281
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-1,358,640
HYACU
282
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
– –
-542,800
HYACW
283
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
– –
-41,061
HYAC
284
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-74,272
LTN.WS
285
DELISTED
Union Acquisition Corp.
LTN.WS
– –
-36,961
LTN.RT
286
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-25,000
PRTHW
287
DELISTED
Priority Technology Holdings, Inc. Warrant
PRTHW
– –
-158,132
NXEOW
288
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– –
-50,000
NXTM
289
DELISTED
NxStage Medical Inc.
NXTM
– –
-127,107
ORBK
290
DELISTED
Orbotech Ltd
ORBK
– –
-28,587
GTYHW
291
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
-68,613
AHL
292
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-597,902
NFX
293
DELISTED
Newfield Exploration
NFX
– –
-185,600
ATHN
294
DELISTED
Athenahealth, Inc.
ATHN
– –
-192,324
TSRO
295
DELISTED
TESARO, Inc.
TSRO
– –
-2,801
BBCPW
296
DELISTED
Concrete Pumping Holdings, Inc. Warrant
BBCPW
– –
-50,000
CYHHZ
297
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-440,858
FSACW
298
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
– –
-207,964
GBNK
299
DELISTED
Guaranty Bancorp
GBNK
– –
-107,019
ZGNX
300
DELISTED
Zogenix, Inc.
ZGNX
– –
-6,000
10 11
12
13 14