CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.09%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+56.09%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBEV
276
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
0
TVTY
277
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
0
STRDW
278
DELISTED
Sitio Royalties Corp. Warrant
STRDW
– –
-143,647
ISBC
279
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-280,274
CPLG
280
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-35,092
RDS.B
281
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-17,900
XLRN
282
DELISTED
Acceleron Pharma
XLRN
– –
-5,411
TPCO
283
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-30,695
BRPAR
284
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-10,000
IPHI
285
DELISTED
INPHI CORPORATION
IPHI
– –
0
LOAC
286
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
– –
-210,791
ALGR
287
DELISTED
Allegro Merger Corp
ALGR
– –
-270,677
DDMX
288
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
– –
-85,000
ZAYO
289
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-145,619
VIAB
290
DELISTED
Viacom Inc. Class B
VIAB
– –
-39,993
GIG.WS
291
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-229,174
STNL
292
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-126,000
TBRGU
293
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-257,049
JASNW
294
DELISTED
Jason Industries, Inc.
JASNW
– –
-49,669
MBFI
295
DELISTED
MB Financial Corp
MBFI
– –
-64,247
TFCFA
296
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-64,367
TFCF
297
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-1,358,640
HYACU
298
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
– –
-542,800
EAGLW
299
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
– –
-275,903
P
300
DELISTED
Pandora Media Inc
P
– –
-693,473
10 11
12
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