CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL icon
276
Dell
DELL
$101B
– –
-71,028
DGX icon
277
Quest Diagnostics
DGX
$21.8B
– –
0
ENOV icon
278
Enovis
ENOV
$1.34B
– –
-41,483
FISV
279
Fiserv Inc
FISV
$31.1B
– –
0
FICO icon
280
Fair Isaac
FICO
$28.5B
– –
-1,100
FITB
281
Fifth Third Bancorp
FITB
$40.2B
– –
-130,200
MINT icon
282
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$15.1B
– –
-41,877
MPC icon
283
Marathon Petroleum
MPC
$68.8B
– –
-5,500
MUFG icon
284
Mitsubishi UFJ Financial
MUFG
$190B
– –
-2,835,243
TSM icon
285
TSMC
TSM
$1.79T
– –
0
ZBH icon
286
Zimmer Biomet
ZBH
$18.1B
– –
0
PDCO
287
DELISTED
Patterson Companies, Inc.
PDCO
– –
-12,000
BIG
288
DELISTED
Big Lots, Inc.
BIG
– –
-75,600
SPWR
289
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-305,400
FSR
290
DELISTED
Fisker Inc.
FSR
– –
-647,758
KLR
291
DELISTED
Kaleyra, Inc.
KLR
– –
-45,211
APTX
292
DELISTED
Aptinyx Inc. Common Stock
APTX
– –
-20,998
FRC
293
DELISTED
First Republic Bank
FRC
– –
0
QTT
294
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
– –
0
TEN
295
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-37,500
NBEV
296
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
0
TPCO
297
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-30,695
BRPAR
298
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-10,000
IPHI
299
DELISTED
INPHI CORPORATION
IPHI
– –
0
LOAC
300
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
– –
-210,791
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12
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