CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARRS
276
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-912,146
MBFI
277
DELISTED
MB Financial Corp
MBFI
– –
-64,247
TFCFA
278
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-64,367
TFCF
279
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-1,358,640
HYACU
280
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
– –
-542,800
HYACW
281
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
– –
-41,061
HYAC
282
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-74,272
EAGLU
283
DELISTED
Platinum Eagle Acquisition Corp. Unit
EAGLU
– –
-82,553
EAGLW
284
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
– –
-275,903
LTN.WS
285
DELISTED
Union Acquisition Corp.
LTN.WS
– –
-36,961
LTN.RT
286
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-25,000
PRTHW
287
DELISTED
Priority Technology Holdings, Inc. Warrant
PRTHW
– –
-158,132
NXEOW
288
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– –
-50,000
NXTM
289
DELISTED
NxStage Medical Inc.
NXTM
– –
-127,107
ORBK
290
DELISTED
Orbotech Ltd
ORBK
– –
-28,587
GTYHW
291
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
-68,613
AHL
292
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-597,902
NFX
293
DELISTED
Newfield Exploration
NFX
– –
-185,600
ATHN
294
DELISTED
Athenahealth, Inc.
ATHN
– –
-192,324
P
295
DELISTED
Pandora Media Inc
P
– –
-693,473
TSRO
296
DELISTED
TESARO, Inc.
TSRO
– –
-2,801
BBCPW
297
DELISTED
Concrete Pumping Holdings, Inc. Warrant
BBCPW
– –
-50,000
CYHHZ
298
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-440,858
FSACW
299
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
– –
-207,964
GBNK
300
DELISTED
Guaranty Bancorp
GBNK
– –
-107,019
10 11
12
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