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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+23.03%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.83B
AUM Growth
+$977M
Cap. Flow
+$786M
Cap. Flow %
27.81%
Top 10 Hldgs %
70.29%
Holding
427
New
118
Increased
44
Reduced
47
Closed
202

Top Buys

Rank Stock Value
1
KITE
Kite Pharma, Inc.
KITE
+$585M
2
TWX
Time Warner Inc
TWX
+$230M
3
NXPI icon
NXP Semiconductors
NXPI
+$226M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$214M
5
BCR
CR Bard Inc.
BCR
+$91.7M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$210M
2
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
+$140M
3
ALR
Alere Inc
ALR
+$46.2M
4
HUN icon
Huntsman Corp
HUN
+$31M
5
WFM
Whole Foods Market Inc
WFM
+$22.9M

Sector Composition

Rank Sector Weight
1 Communication Services 26.29%
2 Technology 12.86%
3 Industrials 2.27%
4 Utilities 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTZ icon
276
PUT
MasTec
MTZ
$21B
– –
-39,100
Closed -$1.76M
NBIX icon
277
CALL
Neurocrine Biosciences
NBIX
$16.9B
– –
-41,100
Closed -$1.89M
NNVC icon
278
NanoViricides
NNVC
$39M
$0 ﹤0.01%
18,688
– –
NXPI icon
279
CALL
NXP Semiconductors
NXPI
$61.3B
– –
-269,200
Closed -$29.5M
NXPI icon
280
PUT
NXP Semiconductors
NXPI
$61.3B
– –
-40,000
Closed -$4.38M
OCUL icon
281
Ocular Therapeutix
OCUL
$1.79B
– –
-49,200
Closed -$456K
PAA icon
282
Plains All American Pipeline
PAA
$17.2B
– –
-19,600
Closed -$515K
PBF icon
283
CALL
PBF Energy
PBF
$8.32B
– –
-54,200
Closed -$1.21M
PENN icon
284
CALL
PENN Entertainment
PENN
$2.75B
– –
-54,800
Closed -$1.17M
PHUN icon
285
Phunware
PHUN
$42.9M
– –
-1,583
Closed -$795K
PSEC icon
286
PUT
Prospect Capital
PSEC
$1.07B
– –
-248,000
Closed -$2.01M
QCOM icon
287
PUT
Qualcomm
QCOM
$155B
– –
-51,700
Closed -$2.85M
SAND
288
DELISTED
Sandstorm Gold
SAND
– –
-200,000
Closed -$774K
SBGI icon
289
CALL
Sinclair Inc
SBGI
$979M
– –
-436,200
Closed -$14.4M
SFM icon
290
PUT
Sprouts Farmers Market
SFM
$8.19B
– –
-211,000
Closed -$4.78M
SLV icon
291
iShares Silver Trust
SLV
$27.7B
– –
-22,522
Closed -$354K
SLV icon
292
PUT
iShares Silver Trust
SLV
$27.7B
– –
-57,500
Closed -$903K
SMH icon
293
PUT
VanEck Semiconductor ETF
SMH
$65B
– –
-89,800
Closed -$3.68M
SNCR
294
CALL
DELISTED
Synchronoss Technologies
SNCR
– –
-2,500
Closed -$370K
SPY icon
295
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-207,800
Closed -$50.2M
SPY icon
296
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-204,700
Closed -$49.5M
SRPT icon
297
CALL
Sarepta Therapeutics
SRPT
$1.58B
– –
-7,500
Closed -$253K
SRPT icon
298
Sarepta Therapeutics
SRPT
$1.58B
– –
-5,000
Closed -$169K
SRPT icon
299
PUT
Sarepta Therapeutics
SRPT
$1.58B
– –
-10,000
Closed -$337K
SUPN icon
300
CALL
Supernus Pharmaceuticals
SUPN
$2.59B
– –
-40,000
Closed -$1.72M
10 11
12
13 14

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LC
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LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
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CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
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Cowen Inc's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Inc held 427 positions worth $2.83B, up 53% from $1.85B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Cowen Inc deployed $786M of net new capital in Q3 2017, opening 118 new positions and adding to 44 existing holdings. Its largest new stake was Kite Pharma, Inc.: 4,200,600 shares worth $755M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, up from 4.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Brocade Communications Systems, Inc. NEW, an estimated $140M trimmed.

  • Cowen Inc's largest Q3 2017 buy was Kite Pharma, Inc.: 4,200,600 shares worth $755M.
  • Cowen Inc added most to Time Warner Inc in Q3 2017, an estimated $230M increase.
  • Cowen Inc's biggest Q3 2017 reduction was Brocade Communications Systems, Inc. NEW, cutting an estimated $140M.
  • Cowen Inc fully exited Mobileye N.V. in Q3 2017, selling an estimated $210M.
  • Cowen Inc's ten largest holdings make up 70% of its $2.83B portfolio in Q3 2017.
  • Cowen Inc opened 118 new positions and closed 202 in Q3 2017.
  • Cowen Inc's portfolio value rose 53% quarter-over-quarter to $2.83B.

Based on Cowen Inc's 13F filing for Q3 2017, filed 14 Nov 2017.