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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.34%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.69B
AUM Growth
+$85M
Cap. Flow
+$10.4M
Cap. Flow %
0.62%
Top 10 Hldgs %
60.49%
Holding
336
New
121
Increased
49
Reduced
41
Closed
105

Top Buys

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$175M
2
LLTC
Linear Technology Corp
LLTC
+$72.5M
3
YHOO
Yahoo Inc
YHOO
+$67.6M
4
STJ
St Jude Medical
STJ
+$67.5M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$25.6M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$197M
2
QLIK
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
+$97.3M
3
RAD
Rite Aid Corporation
RAD
+$29.8M
4
IM
Ingram Micro
IM
+$26.9M
5
SYT
Syngenta Ag
SYT
+$21.1M

Sector Composition

Rank Sector Weight
1 Communication Services 17.75%
2 Healthcare 13.91%
3 Technology 10.71%
4 Materials 7.83%
5 Energy 5.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOMA
276
DELISTED
Xoma
XOMA
– –
-5,682
Closed –
XOM icon
277
ExxonMobil
XOM
$635B
– –
-2,271
Closed -$213K
XRT icon
278
State Street SPDR S&P Retail ETF
XRT
$448M
– –
-22,500
Closed -$944K
XXII
279
22nd Century Group
XXII
$1.36M
– –
0
– -$73K
YUM icon
280
Yum! Brands
YUM
$42.4B
– –
-53,432
Closed -$3.19M
SEEL
281
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
MARK
282
DELISTED
Remark Holdings, Inc.
MARK
– –
-2,222
Closed –
VMW
283
CALL
DELISTED
VMware, Inc
VMW
– –
-200,000
Closed -$11.4M
RAD
284
CALL
DELISTED
Rite Aid Corporation
RAD
– –
-27,500
Closed -$4.12M
STAB
285
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
– –
-109,375
Closed –
CFMS
286
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-2,534
Closed -$445K
RDUS
287
DELISTED
Radius Health, Inc.
RDUS
– –
-6,500
Closed -$239K
CDK
288
DELISTED
CDK Global, Inc.
CDK
– –
-57,309
Closed -$3.18M
ISBC
289
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-267,414
Closed -$2.96M
MSGN
290
DELISTED
MSG Networks Inc.
MSGN
– –
-35,607
Closed -$546K
TLRD
291
DELISTED
Tailored Brands, Inc.
TLRD
– –
-124,628
Closed -$1.58M
TFCF
292
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-114,241
Closed -$3.11M
SGYP
293
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-177,700
Closed -$675K
AET
294
PUT
DELISTED
Aetna Inc
AET
– –
-100,000
Closed -$12.2M
EACQW
295
DELISTED
Easterly Acquisition Corp.
EACQW
– –
-44,254
Closed -$29K
BAC.WS.B
296
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
– –
-49,417
Closed -$4K
ETP
297
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-28,188
Closed -$810K
ILG
298
DELISTED
ILG, Inc Common Stock
ILG
– –
-41,500
Closed -$660K
BWP
299
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-23,520
Closed -$410K
CASC
300
DELISTED
Cascadian Therapeutics, Inc.
CASC
– –
-19,033
Closed -$108K
10 11
12
13 14

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CAM
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LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
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CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
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Cowen Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Cowen Inc held 336 positions worth $1.69B, up 5.3% from $1.6B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Cowen Inc's Q3 2016 filing shows 121 new, 49 increased, 41 reduced and 105 closed positions. Its largest new stake was Linear Technology Corp: 1,293,565 shares worth $76.7M. The largest sale was EMC CORPORATION, an estimated $197M.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Technology.

  • Cowen Inc's largest Q3 2016 buy was Linear Technology Corp: 1,293,565 shares worth $76.7M.
  • Cowen Inc added most to LinkedIn Corporation in Q3 2016, an estimated $175M increase.
  • Cowen Inc's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $29.8M.
  • Cowen Inc fully exited EMC CORPORATION in Q3 2016, selling an estimated $197M.
  • Cowen Inc's ten largest holdings make up 60% of its $1.69B portfolio in Q3 2016.
  • Cowen Inc opened 121 new positions and closed 105 in Q3 2016.
  • Cowen Inc's portfolio value rose 5.3% quarter-over-quarter to $1.69B.

Based on Cowen Inc's 13F filing for Q3 2016, filed 14 Nov 2016.