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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXM
276
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$98K 0.01%
+10,200
New +$121K
MWA icon
277
Mueller Water Products
MWA
$3.92B
$89K 0.01%
+10,700
New +$92.7K
AMD icon
278
Advanced Micro Devices
AMD
$826B
$85K 0.01%
+25,000
New +$101K
GTN icon
279
Gray Television
GTN
$414M
$80K 0.01%
10,200
-49,800
-83% -$545K
PACB icon
280
Pacific Biosciences
PACB
$450M
$74K 0.01%
+15,000
New +$78.4K
NRG icon
281
PUT
NRG Energy
NRG
$28.6B
$70K 0.01%
+2,300
New +$71.8K
MUX icon
282
McEwen Inc
MUX
$1.03B
$63K 0.01%
+3,230
New +$86.4K
RGEN icon
283
Repligen
RGEN
$8B
$60K 0.01%
+3,000
New +$63.1K
RBCN
284
DELISTED
Rubicon Technology, Inc.
RBCN
$54K 0.01%
+1,270
New +$86.9K
RLJE
285
DELISTED
RLJ Entertainment, Inc.
RLJE
$52K 0.01%
4,501
– –
SQNM
286
DELISTED
SEQUENOM INC NEW
SQNM
$46K ﹤0.01%
+15,600
New +$57.1K
SOL
287
DELISTED
Emeren Group
SOL
$44K ﹤0.01%
+2,940
New +$41K
DVAX
288
DELISTED
Dynavax Technologies
DVAX
$43K ﹤0.01%
3,000
-2,000
-40% -$28.8K
TMH
289
DELISTED
Team Health Holdings Inc
TMH
$43K ﹤0.01%
750
-1,250
-63% -$69.8K
GERN icon
290
Geron
GERN
$866M
$39K ﹤0.01%
+19,400
New +$47.8K
RXII
291
DELISTED
GALENA BIOPHARMA INC COM
RXII
$35K ﹤0.01%
+17,200
New +$35K
PRKR
292
DELISTED
Parkervision Inc
PRKR
$34K ﹤0.01%
3,000
– –
GEVO icon
293
Gevo
GEVO
$370M
$19K ﹤0.01%
+9
New +$29.9K
AGIG
294
Abundia Global Impact Group
AGIG
$42.7M
$12K ﹤0.01%
304
– –
REE
295
DELISTED
RARE ELEMENT RES LTD
REE
$12K ﹤0.01%
+18,500
New +$20.4K
AAL icon
296
CALL
American Airlines Group
AAL
$10.2B
– –
-5,000
Closed -$215K
ABBV icon
297
CALL
AbbVie
ABBV
$449B
– –
-90,000
Closed -$5.08M
AL
298
DELISTED
Air Lease Corp
AL
– –
-6,450
Closed -$249K
ARWR icon
299
Arrowhead Research
ARWR
$12.2B
– –
-10,000
Closed -$143K
AYI icon
300
Acuity Brands
AYI
$10.2B
– –
-1,800
Closed -$249K
10 11
12
13 14

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.