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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$811M
AUM Growth
+$216M
Cap. Flow
+$198M
Cap. Flow %
24.41%
Top 10 Hldgs %
51.52%
Holding
306
New
91
Increased
66
Reduced
21
Closed
114

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.9M
2
VZ icon
Verizon
VZ
+$78.6M
3
CMCSA icon
Comcast
CMCSA
+$49.3M
4
FRX
FOREST LABORATORIES INC
FRX
+$41.9M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$38.7M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$33.9M
2
OMC icon
Omnicom Group
OMC
+$11.9M
3
VIRX
Viracta Therapeutics, Inc. Common Stock
VIRX
+$3.44M
4
ASH icon
Ashland
ASH
+$3.43M
5
TT icon
Trane Technologies
TT
+$2.59M

Sector Composition

Rank Sector Weight
1 Communication Services 22.06%
2 Technology 10.32%
3 Healthcare 9.18%
4 Financials 6.95%
5 Energy 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDO
276
PUT
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-10,000
Closed -$650K
AOL
277
DELISTED
AOL INC COMMON STOCK
AOL
– –
-44,900
Closed -$2.09M
SWY
278
CALL
DELISTED
SAFEWAY INC
SWY
– –
-27,925
Closed -$814K
SWY
279
PUT
DELISTED
SAFEWAY INC
SWY
– –
-157,385
Closed -$4.59M
ROC
280
CALL
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-3,800
Closed -$273K
CPWR
281
CALL
DELISTED
COMPUWARE CORP
CPWR
– –
-267,329
Closed -$2.88M
QCOR
282
CALL
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-8,800
Closed -$479K
PVR
283
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-92,523
Closed -$2.48M
LEAP
284
PUT
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-669,900
Closed -$11.7M
PATH
285
DELISTED
NUPATHE INC COM STK
PATH
– –
-128,492
Closed -$420K
COLE
286
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-131,100
Closed -$1.84M
LIFE
287
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-68,800
Closed -$5.21M
LIFE
288
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-446,989
Closed -$33.9M
HMA
289
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-35,300
Closed -$462K
HMA
290
PUT
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-106,200
Closed -$1.39M
VPHM
291
DELISTED
VIROPHARMA INC
VPHM
– –
-20,000
Closed -$997K
VPHM
292
PUT
DELISTED
VIROPHARMA INC
VPHM
– –
-51,200
Closed -$2.55M
EVAC
293
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
– –
-115,344
Closed -$1.17M
LPS
294
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-25,787
Closed -$964K
SNTS
295
DELISTED
SANTARUS INC
SNTS
– –
-20,000
Closed -$639K
VVUS
296
CALL
DELISTED
Vivus Inc
VVUS
– –
-28,000
Closed -$2.54M
VVUS
297
DELISTED
Vivus Inc
VVUS
– –
-15,774
Closed -$1.43M
CY
298
CALL
DELISTED
Cypress Semiconductor
CY
– –
-52,500
Closed -$551K
CY
299
PUT
DELISTED
Cypress Semiconductor
CY
– –
-25,000
Closed -$263K
PLCM
300
DELISTED
POLYCOM INC
PLCM
– –
-52,500
Closed -$590K
9 10 11
12
13

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Cowen Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Cowen Inc held 306 positions worth $811M, up 36% from $595M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc deployed $198M of net new capital in Q1 2014, opening 91 new positions and adding to 66 existing holdings. Its largest new stake was Verizon: 1,661,061 shares worth $79M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 3.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Omnicom Group, an estimated $11.9M trimmed.

  • Cowen Inc's largest Q1 2014 buy was Verizon: 1,661,061 shares worth $79M.
  • Cowen Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $98.9M increase.
  • Cowen Inc's biggest Q1 2014 reduction was Omnicom Group, cutting an estimated $11.9M.
  • Cowen Inc fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $33.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $811M portfolio in Q1 2014.
  • Cowen Inc opened 91 new positions and closed 114 in Q1 2014.
  • Cowen Inc's portfolio value rose 36% quarter-over-quarter to $811M.

Based on Cowen Inc's 13F filing for Q1 2014, filed 16 May 2014.