CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXEOW
251
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– –
-50,000
NXTM
252
DELISTED
NxStage Medical Inc.
NXTM
– –
-127,107
ORBK
253
DELISTED
Orbotech Ltd
ORBK
– –
-28,587
GTYHW
254
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
-68,613
AHL
255
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-597,902
NFX
256
DELISTED
Newfield Exploration
NFX
– –
-185,600
ATHN
257
DELISTED
Athenahealth, Inc.
ATHN
– –
-192,324
TSRO
258
DELISTED
TESARO, Inc.
TSRO
– –
-2,801
BBCPW
259
DELISTED
Concrete Pumping Holdings, Inc. Warrant
BBCPW
– –
-50,000
CYHHZ
260
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-440,858
FSACW
261
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
– –
-207,964
GBNK
262
DELISTED
Guaranty Bancorp
GBNK
– –
-107,019
ZGNX
263
DELISTED
Zogenix, Inc.
ZGNX
– –
-6,000
ATVI
264
DELISTED
Activision Blizzard
ATVI
– –
0
HIBB
265
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-107,500
ALACU
266
DELISTED
Alberton Acquisition Corp Unit
ALACU
– –
-103,851
NIHD
267
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-25,000
VLP
268
DELISTED
Valero Energy Partners LP
VLP
– –
-242,115
SHPG
269
DELISTED
Shire pic
SHPG
– –
-513,656
DDMXU
270
DELISTED
DD3 Acquisition Corp. Units
DDMXU
– –
-198,222
CHR icon
271
Cheer Holding
CHR
$5.29M
– –
-29
CI icon
272
Cigna
CI
$69.9B
– –
0
COHR icon
273
Coherent
COHR
$45.9B
– –
0
VISN
274
Vistance Networks Inc
VISN
$4.04B
– –
-105,581
CWH icon
275
Camping World
CWH
$399M
– –
-37,400
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