CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAMAU
251
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
– –
-57,300
HCCHR
252
DELISTED
HL Acquisitions Corp. Right
HCCHR
– –
-26,230
IMMU
253
DELISTED
Immunomedics Inc
IMMU
– –
0
LOGM
254
DELISTED
LogMein, Inc.
LOGM
– –
0
DNR
255
DELISTED
Denbury Resources, Inc.
DNR
– –
-148,967
NEBUW
256
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– –
-133,863
ALGR
257
DELISTED
Allegro Merger Corp
ALGR
– –
-270,677
DDMX
258
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
– –
-85,000
ZAYO
259
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-145,619
VIAB
260
DELISTED
Viacom Inc. Class B
VIAB
– –
-39,993
GIG.WS
261
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-229,174
STNL
262
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-126,000
NRCG.WS
263
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-109,651
VSM
264
DELISTED
Versum Materials, Inc.
VSM
– –
0
MMDMW
265
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
-29,212
MMDMU
266
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
– –
-173,999
TBRGU
267
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-257,049
JASNW
268
DELISTED
Jason Industries, Inc.
JASNW
– –
-49,669
BCAC
269
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-300,338
BCACW
270
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
– –
-65,786
CCC.U
271
DELISTED
Churchill Capital Corp
CCC.U
– –
-366,448
CMSSU
272
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
– –
-255,500
ELLI
273
DELISTED
Ellie Mae Inc
ELLI
– –
0
BEL
274
DELISTED
Belmond Ltd.
BEL
– –
0
VEACU
275
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
– –
-1,016,746
9 10
11
12 13