CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Return 56.08%
This Quarter Return
+31.79%
1 Year Return
+56.08%
3 Year Return
+159.45%
5 Year Return
+281.94%
10 Year Return
–
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
-$21.1M
Cap. Flow %
-2.32%
Top 10 Hldgs %
53.13%
Holding
440
New
119
Increased
49
Reduced
66
Closed
147

Top Buys

1
ULTI
Ultimate Software Group Inc
ULTI
$79.6M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
$56.7M
3
MLNX
Mellanox Technologies, Ltd.
MLNX
$51.8M
4
WP
Worldpay, Inc.
WP
$48.9M
5
FDC
First Data Corporation
FDC
$34.3M

Top Sells

1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
$64.9M
2
SHPG
Shire pic
SHPG
$37.2M
3
ARRS
ARRIS International plc Ordinary Shares
ARRS
$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TOTAW
251
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
– –
-45,100
Closed -$5K
SAMAU
252
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
– –
-57,300
Closed -$570K
HCCHR
253
DELISTED
HL Acquisitions Corp. Right
HCCHR
– –
-26,230
Closed -$20K
IMMU
254
DELISTED
Immunomedics Inc
IMMU
– –
0
– –
DNR
255
DELISTED
Denbury Resources, Inc.
DNR
– –
-148,967
Closed -$255K
NEBUW
256
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– –
-133,863
Closed -$127K
ALGR
257
DELISTED
Allegro Merger Corp. Common Stock
ALGR
– –
-270,677
Closed -$2.64M
DDMX
258
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
– –
-85,000
Closed -$817K
ZAYO
259
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-145,619
Closed -$3.33M
VIAB
260
DELISTED
Viacom Inc. Class B
VIAB
– –
-39,993
Closed -$1.03M
GIG.WS
261
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-229,174
Closed -$57K
STNL
262
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-126,000
Closed -$1.26M
NRCG.WS
263
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-109,651
Closed -$89K
VSM
264
DELISTED
Versum Materials, Inc.
VSM
– –
0
– –
MMDMW
265
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
-29,212
Closed -$8K
MMDMU
266
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
– –
-173,999
Closed -$1.81M
TBRGU
267
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-257,049
Closed -$2.62M
GBNK
268
DELISTED
Guaranty Bancorp
GBNK
– –
-107,019
Closed -$2.22M
JASNW
269
DELISTED
Jason Industries, Inc.
JASNW
– –
-49,669
Closed –
BCAC
270
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-300,338
Closed -$3.12M
BCACW
271
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
– –
-65,786
Closed -$11K
CCC.U
272
DELISTED
Churchill Capital Corp
CCC.U
– –
-366,448
Closed -$3.7M
CMSSU
273
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
– –
-255,500
Closed -$2.72M
ELLI
274
DELISTED
Ellie Mae Inc
ELLI
– –
0
– –
BEL
275
DELISTED
Belmond Ltd.
BEL
– –
0
– –
9 10
11
12 13