CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$73.9M
2
+$44M
3
+$39.1M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$36.6M
5
FDC
First Data Corporation
FDC
+$31M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.86%
2 Healthcare 16.56%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZEN
251
DELISTED
ZENDESK INC
ZEN
– –
-67,570
TVTY
252
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
0
STRDW
253
DELISTED
Sitio Royalties Corp. Warrant
STRDW
– –
-143,647
ISBC
254
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-280,274
CPLG
255
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-35,092
RDS.B
256
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-17,900
XLRN
257
DELISTED
Acceleron Pharma
XLRN
– –
-5,411
LACQ
258
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-67,288
WPX
259
DELISTED
WPX Energy, Inc.
WPX
– –
0
LFACU
260
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
– –
-11,198
MFAC.WS
261
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-129,457
TOTAW
262
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
– –
-45,100
ALGR
263
DELISTED
Allegro Merger Corp
ALGR
– –
-270,677
GIG.WS
264
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-229,174
STNL
265
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-126,000
NRCG.WS
266
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-109,651
VSM
267
DELISTED
Versum Materials, Inc.
VSM
– –
0
MMDMW
268
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
-29,212
MMDMU
269
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
– –
-173,999
TBRGU
270
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-257,049
JASNW
271
DELISTED
Jason Industries, Inc.
JASNW
– –
-49,669
BCAC
272
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-300,338
BCACW
273
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
– –
-65,786
CCC.U
274
DELISTED
Churchill Capital Corp
CCC.U
– –
-366,448
CMSSU
275
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
– –
-255,500
9 10
11
12 13