We are live on ! Find out more
CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$191M
Cap. Flow
+$18.2M
Cap. Flow %
2.01%
Top 10 Hldgs %
37.02%
Holding
645
New
145
Increased
90
Reduced
76
Closed
324

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$77.3M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$46.6M
3
RHT
Red Hat Inc
RHT
+$45.1M
4
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
+$43.6M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$25.3M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$78.7M
2
AET
Aetna Inc
AET
+$58.5M
3
CA
CA, Inc.
CA
+$45.2M
4
ORBK
Orbotech Ltd
ORBK
+$30.1M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$27.1M

Sector Composition

Rank Sector Weight
1 Communication Services 21.78%
2 Healthcare 19.9%
3 Financials 10.16%
4 Technology 8.56%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA icon
251
CALL
Electronic Arts
EA
$53B
$108K 0.01%
94,200
-129,800
-58% -$11.9M
SNV
252
CALL
DELISTED
Synovus
SNV
$98K 0.01%
107,900
+12,700
+13% +$479K
OVV icon
253
PUT
Ovintiv
OVV
$17.3B
$97K 0.01%
+62,760
New +$2.71M
DFBHW
254
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$89K 0.01%
103,580
+2,614
+3% +$3.53K
NRCG.WS
255
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$89K 0.01%
+109,651
New +$101K
STRDW
256
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$86K 0.01%
143,647
+25,056
+21% +$32.3K
AMPY icon
257
Amplify Energy
AMPY
$162M
$84K 0.01%
11,173
+1,167
+12% +$9.32K
TWLVW
258
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$84K 0.01%
323,962
-198,300
-38% -$62.2K
RWGE.WS
259
DELISTED
Regalwood Global Energy Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
RWGE.WS
$81K 0.01%
81,200
-43,140
-35% -$61.1K
ATVI
260
CALL
DELISTED
Activision Blizzard
ATVI
$75K 0.01%
+100,000
New +$5.99M
PARA
261
PUT
DELISTED
Paramount Global Class B
PARA
$71K 0.01%
80,000
-41,100
-34% -$2.18M
FPAC.WS
262
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$71K 0.01%
58,805
+17,598
+43% +$26.6K
SRRA
263
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
$66K 0.01%
+1,250
New +$79.8K
LGC.WS
264
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$66K 0.01%
200,014
+1,000
+0.5% +$388
CRBP icon
265
Corbus Pharmaceuticals
CRBP
$166M
$64K 0.01%
+367
New +$73.2K
CMSSR
266
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$63K 0.01%
+169,289
New +$67K
GIG.WS
267
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$57K 0.01%
229,174
+194,307
+557% +$74.6K
RVPHW
268
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$56K 0.01%
+171,059
New +$54.9K
LOGM
269
CALL
DELISTED
LogMein, Inc.
LOGM
$56K 0.01%
+75,000
New +$6.33M
GTYHW
270
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$53K 0.01%
68,613
+55,565
+426% +$70.1K
NXST icon
271
CALL
Nexstar Media Group
NXST
$5.82B
$51K 0.01%
+25,000
New +$1.98M
MFAC.WS
272
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$49K 0.01%
129,457
+79,257
+158% +$38.8K
TOTAR
273
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$49K 0.01%
224,671
+2,504
+1% +$1K
ALACW
274
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$44K ﹤0.01%
+383,790
New +$39.4K
FITB
275
PUT
Fifth Third Bancorp
FITB
$51.2B
$42K ﹤0.01%
+100,000
New +$2.63M
9 10
11
12 13

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Cowen Inc held 645 positions worth $903M, down 17% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Inc's Q4 2018 filing shows 145 new, 90 increased, 76 reduced and 324 closed positions. Its largest new stake was Red Hat Inc: 284,331 shares worth $49.9M. The largest sale was Rockwell Collins, an estimated $78.7M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • Cowen Inc's largest Q4 2018 buy was Red Hat Inc: 284,331 shares worth $49.9M.
  • Cowen Inc added most to Shire pic in Q4 2018, an estimated $77.3M increase.
  • Cowen Inc's biggest Q4 2018 reduction was Orbotech Ltd, cutting an estimated $30.1M.
  • Cowen Inc fully exited Rockwell Collins in Q4 2018, selling an estimated $78.7M.
  • Cowen Inc's ten largest holdings make up 37% of its $903M portfolio in Q4 2018.
  • Cowen Inc opened 145 new positions and closed 324 in Q4 2018.
  • Cowen Inc's portfolio value fell 17% quarter-over-quarter to $903M.

Based on Cowen Inc's 13F filing for Q4 2018, filed 14 Feb 2019.