CI

Cowen Inc Portfolio holdings

AUM $1.35B
This Quarter Return
+9.24%
1 Year Return
+56.08%
3 Year Return
+159.45%
5 Year Return
+281.94%
10 Year Return
–
AUM
$936M
AUM Growth
+$936M
Cap. Flow
+$167M
Cap. Flow %
17.81%
Top 10 Hldgs %
51.39%
Holding
335
New
58
Increased
64
Reduced
48
Closed
104

Top Buys

1
CFN
CAREFUSION CORPORATION
CFN
$74.1M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$70.1M
3
AGN
ALLERGAN INC
AGN
$58.9M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$52.1M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
$36.2M

Top Sells

1
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$48.6M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
$46.4M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
$41M
4
THI
TIM HORTONS INC COM, CANADA
THI
$33M
5
CNQR
CONCUR TECHNOLOGIES INC
CNQR
$21.6M

Sector Composition

1 Healthcare 32.37%
2 Consumer Discretionary 13.98%
3 Technology 10.51%
4 Financials 7.34%
5 Communication Services 5.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NOV icon
251
NOV
NOV
$4.86B
– –
-8,000
Closed -$609K
NRG icon
252
NRG Energy
NRG
$28.4B
$0 ﹤0.01%
4,000
-4,500
-53% –
NVO icon
253
Novo Nordisk
NVO
$252B
– –
0
– –
PDCE
254
DELISTED
PDC Energy, Inc.
PDCE
– –
-6,600
Closed -$332K
OKE icon
255
Oneok
OKE
$46.5B
– –
-9,110
Closed -$597K
OUT icon
256
Outfront Media
OUT
$3.12B
– –
-105,290
Closed -$2.36M
OVV icon
257
Ovintiv
OVV
$10.6B
$0 ﹤0.01%
680
-8,220
-92% –
PACB icon
258
Pacific Biosciences
PACB
$378M
– –
-15,000
Closed -$74K
PFE icon
259
Pfizer
PFE
$141B
– –
0
– –
PTC icon
260
PTC
PTC
$25.4B
– –
-121,196
Closed -$4.47M
RGEN icon
261
Repligen
RGEN
$6.54B
– –
-3,000
Closed -$60K
RGLS
262
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
+48
New –
RH icon
263
RH
RH
$4.14B
– –
0
– –
RIGL icon
264
Rigel Pharmaceuticals
RIGL
$710M
$0 ﹤0.01%
15,000
-3,500
-19% –
SDS icon
265
ProShares UltraShort S&P500
SDS
$447M
– –
-1,125
Closed -$555K
SGMO icon
266
Sangamo Therapeutics
SGMO
$161M
– –
-11,200
Closed -$121K
SLB icon
267
Schlumberger
SLB
$52.2B
– –
-2,000
Closed -$203K
SLM icon
268
SLM Corp
SLM
$6.44B
– –
0
– –
SPXC icon
269
SPX Corp
SPXC
$9.03B
– –
-179,862
Closed -$4.25M
SPY icon
270
SPDR S&P 500 ETF Trust
SPY
$656B
– –
-1,500
Closed -$296K
SYY icon
271
Sysco
SYY
$38.8B
– –
0
– –
T icon
272
AT&T
T
$208B
$0 ﹤0.01%
+13
New –
TECK icon
273
Teck Resources
TECK
$16.5B
– –
0
– –
TMUS icon
274
T-Mobile US
TMUS
$284B
– –
-281,102
Closed -$8.12M
TSLA icon
275
Tesla
TSLA
$1.08T
– –
-12,600
Closed -$204K
9 10
11
12 13